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First Foundation Inc. Director's Dealing 2017

Feb 22, 2017

32898_dirs_2017-02-22_c2f5c7b6-f125-465a-be05-fce153c6768a.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: First Foundation Inc. (FFWM)
CIK: 0001413837
Period of Report: 2017-02-22

Reporting Person: BRIGGS MAX (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-02-22 Common Stock S 666 $16.96 Disposed 27554 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 6000 Indirect
Common Stock 1110 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Option $7.50 2022-08-27 Common Stock (30000) 30000 Direct

Footnotes

F1: On January 18, 2017 First Foundation Inc.'s common stock split 2 for 1, resulting in the reporting person's indirect ownership of 14,110 additional shares of common stock as of such date

F2: On January 18, 2017 First Foundation Inc.'s common stock split 2 for 1, resulting in the reporting person's indirect ownership of 3,000 additional shares of common stock as of such date

F3: On January 18, 2017 First Foundation Inc.'s common stock split 2 for 1, resulting in the reporting person's direct ownership of 555 additional shares of common stock as of such date

F4: On January 18, 2017 First Foundation Inc.'s common stock split 2 for 1, resulting in the reporting person's ownership of twice as many options with an exercise price being reduced by 50% as of such date