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First Foundation Inc. — Director's Dealing 2017
Feb 3, 2017
32898_dirs_2017-02-03_7e729006-9e0e-466f-89ed-5f70d823b7cb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: First Foundation Inc. (FFWM)
CIK: 0001413837
Period of Report: 2017-02-03
Reporting Person: MICHEL JOHN (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-03 | Common Stock | M | 1510 | — | Acquired | 52020 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| RSU | $ | 2018-02-03 | Common Stock (1510) | 1510 | Direct |
| Option | $5.00 | 2017-09-16 | Common Stock (120000) | 120000 | Direct |
| Option | $7.50 | 2019-01-26 | Common Stock (14000) | 14000 | Direct |
| Option | $7.50 | 2021-10-25 | Common Stock (80000) | 80000 | Direct |
Footnotes
F1: On January 18, 2017 First Foundation Inc.'s common stock split 2 for 1, resulting in the reporting person's ownership of twice as many RSUs as of such date
F2: Restricted stock unit grant, no exercise price
F3: On January 18, 2017 First Foundation Inc.'s common stock split 2 for 1, resulting in the reporting person's ownership of 25,255 additional shares of common stock as of such date
F4: On January 18, 2017 First Foundation Inc.'s common stock split 2 for 1, resulting in the reporting person's ownership of twice as many options with an exercise price being reduced by 50% as of such date