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First Foundation Inc. — Director's Dealing 2017
Feb 2, 2017
32898_dirs_2017-02-02_5a1c8e5d-90cf-4d0b-8b05-68935cb05bb8.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: First Foundation Inc. (FFWM)
CIK: 0001413837
Period of Report: 2017-01-31
Reporting Person: KELLER ULRICH E. JR (Director, Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-01-31 | Common Stock | S | 10000 | $14.31 | Disposed | 2511170 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 20000 | Direct |
Footnotes
F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 31, 2016
F2: On January 18, 2017 First Foundation Inc.'s common stock split 2 for 1, resulting in the reporting person's indirect ownership of 1,260,585 additional shares of common stock as of such date
F3: On January 18, 2017 First Foundation Inc.'s common stock split 2 for 1, resulting in the reporting person's direct ownership of 10,000 additional shares of common stock as of such date
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