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First Foundation Inc. — Director's Dealing 2017
Mar 2, 2017
32898_dirs_2017-03-02_89f08f59-2e71-45df-937d-7a8c1119c19f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: First Foundation Inc. (FFWM)
CIK: 0001413837
Period of Report: 2017-02-28
Reporting Person: LARSEN GERALD L. (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-02-28 | Restricited Stock Unit | $ | A | 915 | Acquired | 2017-05-28 | Common stock (915) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 24216 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option | $7.50 | 2018-07-21 | Common Stock (20000) | 20000 | Direct |
| option | $7.50 | 2019-01-26 | Common Stock (2000) | 2000 | Direct |
Footnotes
F1: On January 18, 2017 First Foundation Inc.'s common stock split 2 for 1, resulting in the reporting person's indirect ownership of 12,108 additional shares of common stock as of such date
F2: Restricted stock unit grant, no exercise price
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