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First Foundation Inc. Director's Dealing 2017

Mar 2, 2017

32898_dirs_2017-03-02_89f08f59-2e71-45df-937d-7a8c1119c19f.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: First Foundation Inc. (FFWM)
CIK: 0001413837
Period of Report: 2017-02-28

Reporting Person: LARSEN GERALD L. (Director)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-02-28 Restricited Stock Unit $ A 915 Acquired 2017-05-28 Common stock (915) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 24216 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Option $7.50 2018-07-21 Common Stock (20000) 20000 Direct
option $7.50 2019-01-26 Common Stock (2000) 2000 Direct

Footnotes

F1: On January 18, 2017 First Foundation Inc.'s common stock split 2 for 1, resulting in the reporting person's indirect ownership of 12,108 additional shares of common stock as of such date

F2: Restricted stock unit grant, no exercise price