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First Foundation Inc. — Director's Dealing 2017
Feb 14, 2017
32898_dirs_2017-02-14_f735a885-1599-48c9-89f7-5788a79c625c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: First Foundation Inc. (FFWM)
CIK: 0001413837
Period of Report: 2017-02-14
Reporting Person: FIX WARREN D (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-14 | Common Stock | M | 30000 | $5.00 | Acquired | 79816 | Indirect |
| 2017-02-14 | Common Stock | M | 3000 | $7.50 | Acquired | 82816 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 11800 | Indirect |
| Common Stock | 73234 | Direct |
Footnotes
F1: On January 18, 2017 First Foundation Inc.'s common stock split 2 for 1, resulting in the reporting person's indirect ownership of 24,908 additional shares of common stock as of such date
F2: On January 18, 2017 First Foundation Inc.'s common stock split 2 for 1, resulting in the reporting person's indirect ownership of 5,900 additional shares of common stock as of such date
F3: On January 18, 2017 First Foundation Inc.'s common stock split 2 for 1, resulting in the reporting person's direct ownership of 36,617 additional shares of common stock as of such date.