First Foundation Inc. — Director's Dealing 2017

Feb 3, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: First Foundation Inc. (FFWM)
CIK: 0001413837
Period of Report: 2017-02-03

Reporting Person: KAVANAUGH SCOTT F (Director, Chief Executive Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-02-03	Common Stock	M	3090	—	Acquired	795114	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	70000	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
RSU	$	2018-02-03	Common Stock (3090)	3090	Direct
Option	$5.00	2017-09-16	Common Stock (320000)	320000	Direct
Option	$7.50	2019-01-26	Common stock (40000)	40000	Direct
Option	$7.50	2021-10-25	Common Stock (160000)	160000	Direct

Footnotes

F1: On January 18, 2017 First Foundation Inc.'s common stock split 2 for 1, resulting in the reporting person's ownership of twice as many RSUs as of such date

F2: Restricted stock unit grant, no exercise price

F3: On January 18, 2017 First Foundation Inc.'s common stock split 2 for 1, resulting in the reporting person's indirect ownership of 396,012 additional shares of common stock as of such date

F4: On January 18, 2017 First Foundation Inc.'s common stock split 2 for 1, resulting in the reporting person's direct ownership of 35,000 additional shares of common stock as of such date

F5: On January 18, 2017 First Foundation Inc.'s common stock split 2 for 1, resulting in the reporting person's ownership of twice as many options with an exercise price being reduced by 50% as of such date