First Foundation Inc. — Director's Dealing 2017

Mar 2, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: First Foundation Inc. (FFWM)
CIK: 0001413837
Period of Report: 2017-02-28

Reporting Person: BRAKKE JAMES G (Director)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2017-02-28	Restricted Stock Unit	$	A	915	Acquired	2017-05-28	Common Stock (915)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common stock	93786	Indirect
Common Stock	2150	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Option	$5.00	2017-09-16	Common Stock (30000)	30000	Direct
Option	$7.50	2019-01-26	Common Stock (3000)	3000	Direct

Footnotes

F1: On January 18, 2017 First Foundation Inc.'s common stock split 2 for 1, resulting in the reporting person's indirect ownership of 46,893 additional shares of common stock as of such date

F2: On January 18, 2017 First Foundation Inc.'s common stock split 2 for 1, resulting in the reporting person's indirect ownership of 1,075 additional shares of common stock as of such date

F3: Restricted stock unit grant, no exercise price

F4: On January 18, 2017 First Foundation Inc.'s common stock split 2 for 1, resulting in the reporting person's ownership of twice as many options with an exercise price being reduced by 50% as of such date