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First Foundation Inc. — Director's Dealing 2016
Dec 1, 2016
32898_dirs_2016-12-01_5ebe821e-184f-47f8-9ee7-1c8021d9c400.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: First Foundation Inc. (FFWM)
CIK: 0001413837
Period of Report: 2016-11-30
Reporting Person: FIX WARREN D (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-11-30 | Common stock | M | 558 | — | Acquired | 30808 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-11-30 | restricted stock unit | $ | M | 558 | Disposed | 2016-11-30 | Common stock (558) | Direct |
Footnotes
F1: Restricted stock unit grant, no exercise price
F2: Each restricted stock unit represents a contingent right one share of common stock
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