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First Foundation Inc. — Director's Dealing 2016
Dec 12, 2016
32898_dirs_2016-12-12_50c45f43-fd71-4823-b034-b46777d5afa6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: First Foundation Inc. (FFWM)
CIK: 0001413837
Period of Report: 2016-12-12
Reporting Person: MICHEL JOHN (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-12-12 | Common Stock | M | 6000 | $10.00 | Acquired | 25255 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-12-12 | Stock Option | $10.00 | M | 6000 | Disposed | 2017-09-16 | Common Stock (6000) | Direct |
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