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First Foundation Inc. Director's Dealing 2016

Aug 15, 2016

32898_dirs_2016-08-15_8ff122bb-83b2-4c93-ac8e-323b0a1ae75b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: First Foundation Inc. (FFWM)
CIK: 0001413837
Period of Report: 2016-08-12

Reporting Person: COLLINS VICTORIA (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-08-15 Common Stock M 40500 $10.00 Acquired 372259 Indirect
2016-08-15 Common Stock M 5000 $15.00 Acquired 377259 Indirect
2016-08-01 Common Stock S 14000 $24.71 Disposed 363259 Indirect
2016-08-01 Common Stock S 5476 $24.72 Disposed 357783 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-08-15 Common Stock $10.00 M 40500 Disposed 2017-09-16 Common Stock (40500) Direct
2016-08-15 Common stock $15.00 M 5000 Disposed 2019-01-26 Common Stock (5000) Direct