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First Foundation Inc. — Director's Dealing 2016
Aug 15, 2016
32898_dirs_2016-08-15_8ff122bb-83b2-4c93-ac8e-323b0a1ae75b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: First Foundation Inc. (FFWM)
CIK: 0001413837
Period of Report: 2016-08-12
Reporting Person: COLLINS VICTORIA (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-08-15 | Common Stock | M | 40500 | $10.00 | Acquired | 372259 | Indirect |
| 2016-08-15 | Common Stock | M | 5000 | $15.00 | Acquired | 377259 | Indirect |
| 2016-08-01 | Common Stock | S | 14000 | $24.71 | Disposed | 363259 | Indirect |
| 2016-08-01 | Common Stock | S | 5476 | $24.72 | Disposed | 357783 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-08-15 | Common Stock | $10.00 | M | 40500 | Disposed | 2017-09-16 | Common Stock (40500) | Direct |
| 2016-08-15 | Common stock | $15.00 | M | 5000 | Disposed | 2019-01-26 | Common Stock (5000) | Direct |
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