First Foundation Inc. — Director's Dealing 2013

Dec 16, 2013

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: First Foundation Inc. (NONE)
CIK: 0001413837
Period of Report: 2013-12-16

Reporting Person: TCHEN HENRI (Director)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	25000	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Employee Stock Option (right to buy)	$10.00	2017-09-17	Common Stock (10000)		Direct
Employee Stock Option (right to buy)	$15.00	2018-07-22	Common Stock (5000)		Direct
Employee Stock Option (right to buy)	$15.00	2019-01-27	Common Stock (1500)		Direct
Employee Stock Option (right to buy)	$15.00	2021-01-27	Common Stock (4000)		Direct

Footnotes

F1: This option became exercisable in three approximately equal annual installments on September 17, 2008, 2009 and 2010, respectively.

F2: This option became exercisable in three approximately equal annual installments on July 22, 2009, 2010 and 2011, respectively.

F3: This option became exercisable in three equal annual installments on January 27, 2010, 2011 and 2012, respectively.

F4: This option became exercisable in two equal annual installments on January 27, 2012, and 2013, respectively.