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First Foundation Inc. — Director's Dealing 2013
Dec 16, 2013
32898_dirs_2013-12-16_23df53e1-4c90-41c4-bc4c-dce5b82f2733.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: First Foundation Inc. (NONE)
CIK: 0001413837
Period of Report: 2013-12-16
Reporting Person: CRISTE MICHAEL A. (Director)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 9159 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $15.00 | 2022-08-14 | Common Stock (15000) | Direct |
Footnotes
F1: This option became exercisable as to 5,000 shares on August 28, 2013. The remaining shares will become exercisable in two equal annual installments on August 15, 2014 and August 15, 2015, in each case subject to the reporting person's continued service with the Company on such date.
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