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First Foundation Inc. Director's Dealing 2013

Dec 16, 2013

32898_dirs_2013-12-16_23df53e1-4c90-41c4-bc4c-dce5b82f2733.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: First Foundation Inc. (NONE)
CIK: 0001413837
Period of Report: 2013-12-16

Reporting Person: CRISTE MICHAEL A. (Director)

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 9159 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Employee Stock Option (right to buy) $15.00 2022-08-14 Common Stock (15000) Direct

Footnotes

F1: This option became exercisable as to 5,000 shares on August 28, 2013. The remaining shares will become exercisable in two equal annual installments on August 15, 2014 and August 15, 2015, in each case subject to the reporting person's continued service with the Company on such date.