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First Foundation Inc. — Director's Dealing 2013
Dec 16, 2013
32898_dirs_2013-12-16_83da1d5b-c609-4e0f-baa0-b9fb0228dda5.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: First Foundation Inc. (NONE)
CIK: 0001413837
Period of Report: 2013-12-16
Reporting Person: LARSEN GERALD L. (Director)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 9700 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $15.00 | 2018-07-22 | Common Stock (10000) | Direct | |
| Employee Stock Option (right to buy) | $15.00 | 2019-01-27 | Common Stock (1000) | Direct |
Footnotes
F1: This option became exercisable in three approximately equal annual installments on July 22, 2009, 2010 and 2011, respectively.
F2: This option became exercisable in three approximately equal annual installments on January 27, 2010, 2011 and 2012, respectively.
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