First Foundation Inc. — Director's Dealing 2013

Dec 16, 2013

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: First Foundation Inc. (NONE)
CIK: 0001413837
Period of Report: 2013-12-16

Reporting Person: FREEMAN DOUGLAS K. (Director)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	35000	Direct
Common Stock	37414	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Employee Stock Option (right to buy)	$12.00	2018-02-08	Common Stock (29900)		Direct
Employee Stock Option (right to buy)	$15.00	2021-10-25	Common Stock (25000)		Direct

Footnotes

F1: This option became exercisable in three approximately equal annual installments on February 8, 2009, 2010 and 2011, respectively.

F2: This option became exercisable as to 8,333 shares on October 25, 2012 and an additional 8,333 shares on October 25, 2013. The remaining shares will become exercisable on October 25, 2014, subject to the reporting person's continued service with the Company at least to that date.