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FIRST CITIZENS BANCSHARES INC /DE/ — Director's Dealing 2021
Feb 11, 2021
30245_dirs_2021-02-11_4cc301c0-dfa9-41e9-9980-503a2a0c1bd5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FIRST CITIZENS BANCSHARES INC /DE/ (FCNCA)
CIK: 0000798941
Period of Report: 2020-12-22
Reporting Person: BRYANT HOPE HOLDING (Director, Vice Chairman, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-01-26 | Class A Common Stock | G | 24 | $0.00 | Acquired | 29684 | Indirect |
| 2020-12-22 | Class B Common Stock | G | 145 | $0.00 | Disposed | 49 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 175417 | Direct |
| Class A Common Stock | 21353 | Indirect |
| Class A Common Stock | 214343 | Indirect |
| Class A Common Stock | 50247 | Indirect |
| Class A Common Stock | 10000 | Indirect |
| Class A Common Stock | 10772 | Indirect |
| Class A Common Stock | 15 | Indirect |
| Class A Common Stock | 827 | Indirect |
| Class A Common Stock | 12530 | Indirect |
| Class A Common Stock | 192063 | Indirect |
| Class A Common Stock | 100000 | Indirect |
| Class B Common Stock | 1680 | Direct |
| Class B Common Stock | 90682 | Indirect |
| Class B Common Stock | 84 | Indirect |
| Class B Common Stock | 1225 | Indirect |
| Class B Common Stock | 8351 | Indirect |
| Class B Common Stock | 200 | Indirect |
| Class B Common Stock | 1355 | Indirect |
| Class B Common Stock | 22619 | Indirect |
| Depositary Shares | 12000 | Indirect |
| Depositary Shares | 198945 | Indirect |
| Depositary Shares | 200000 | Indirect |
Footnotes
F1: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.
F2: The reporting person is a director, officer and/or shareholder of the companies that own these shares, but she disclaims beneficial ownership of the listed shares except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.
F3: Each Depositary Share represents a 1/40th interest in a share of the Issuer's 5.375% Non-Cumulative Perpetual Preferred Stock, Series A.