FIRST CITIZENS BANCSHARES INC /DE/ — Director's Dealing 2021

Jul 23, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: FIRST CITIZENS BANCSHARES INC /DE/ (FCNCA)
CIK: 0000798941
Period of Report: 2021-05-14

Reporting Person: BRYANT HOPE HOLDING (Director, Vice Chairman, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-05-14	Class A Common Stock	G	78387	$0.00	Acquired	78387	Indirect
2021-05-14	Class A Common Stock	G	78387	$0.00	Disposed	91989	Indirect
2021-07-20	Class B Common Stock	G	170	$0.00	Disposed	1577	Indirect
2021-07-20	Class B Common Stock	G	149	$0.00	Acquired	198	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common Stock	108725	Direct
Class A Common Stock	154132	Indirect
Class A Common Stock	41325	Indirect
Class A Common Stock	10772	Indirect
Class A Common Stock	15	Indirect
Class A Common Stock	30018	Indirect
Class A Common Stock	827	Indirect
Class A Common Stock	12530	Indirect
Class A Common Stock	192063	Indirect
Class A Common Stock	100000	Indirect
Class B Common Stock	17	Direct
Class B Common Stock	90682	Indirect
Class B Common Stock	1225	Indirect
Class B Common Stock	8351	Indirect
Class B Common Stock	200	Indirect
Class B Common Stock	1355	Indirect
Class B Common Stock	22619	Indirect
Depositary Shares	12000	Indirect
Depositary Shares	198945	Indirect
Depositary Shares	200000	Indirect

Footnotes

F1: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

F2: The reporting person is a director, officer and/or shareholder of the companies that own these shares, but she disclaims beneficial ownership of the listed shares except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

F3: Each Depositary Share represents a 1/40th interest in a share of the Issuer's 5.375% Non-Cumulative Perpetual Preferred Stock, Series A.