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FIRST CITIZENS BANCSHARES INC /DE/ — Director's Dealing 2021
Nov 8, 2021
30245_dirs_2021-11-08_8a668299-e2a9-4c46-8de8-ab91637d2f1f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FIRST CITIZENS BANCSHARES INC /DE/ (FCNCA)
CIK: 0000798941
Period of Report: 2021-10-07
Reporting Person: BRISTOW PETER M (Director, President, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-10-07 | Class A Common | G | 18254 | $0.00 | Acquired | 280129 | Indirect |
| 2021-10-07 | Class A Common | G | 18254 | $0.00 | Disposed | 81746 | Indirect |
| 2021-10-07 | Class B Common | G | 9986 | $0.00 | Acquired | 43855 | Indirect |
| 2021-10-07 | Class B Common | G | 9968 | $0.00 | Disposed | 40014 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common | 30000 | Indirect |
| Class A Common | 14500 | Indirect |
| Class A Common | 8915 | Indirect |
| Class A Common | 12152 | Indirect |
| Class A Common | 10858 | Indirect |
| Class A Common | 15108 | Indirect |
| Class A Common | 6106 | Indirect |
| Class A Common | 2154 | Indirect |
| Class A Common | 2045 | Indirect |
| Class A Common | 19041 | Indirect |
| Class A Common | 19041 | Indirect |
| Class A Common | 19041 | Indirect |
| Class B Common | 538 | Indirect |
| Class B Common | 1250 | Indirect |
| Class B Common | 8350 | Indirect |
| Class B Common | 8850 | Indirect |
| Class B Common | 8710 | Indirect |
| Class B Common | 2190 | Indirect |
| Depositary Shares | 41285 | Indirect |
Footnotes
F1: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.
F2: Reflects distribution from Claire Holding Bristow 2020 grantor retained annuity trust.
F3: Each Depositary Share represents a 1/40th interest in a share of the Issuer's 5.375% Non-Cumulative Perpetual Preferred Stock, Series A.