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FIRST CITIZENS BANCSHARES INC /DE/ Director's Dealing 2021

Nov 8, 2021

30245_dirs_2021-11-08_8b903a70-a85b-4614-bdcd-b761e10cbf36.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: FIRST CITIZENS BANCSHARES INC /DE/ (FCNCA)
CIK: 0000798941
Period of Report: 2021-10-07

Reporting Person: Bristow Claire H (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-10-07 Class A Common G 18254 $0.00 Acquired 280129 Indirect
2021-10-07 Class A Common G 18254 $0.00 Disposed 81746 Indirect
2021-10-07 Class B Common G 9986 $0.00 Acquired 43855 Indirect
2021-10-07 Class B Common G 9986 $0.00 Disposed 40014 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Class A Common 30000 Direct
Class A Common 12152 Indirect
Class A Common 10858 Indirect
Class A Common 14500 Indirect
Class A Common 8915 Indirect
Class A Common 15108 Indirect
Class A Common 6106 Indirect
Class A Common 2154 Indirect
Class A Common 2045 Indirect
Class A Common 19041 Indirect
Class A Common 19041 Indirect
Class A Common 19041 Indirect
Class B Common 1250 Indirect
Class B Common 538 Indirect
Class B Common 8350 Indirect
Class B Common 8850 Indirect
Class B Common 8710 Indirect
Class B Common 2190 Indirect
Depositary Shares 41285 Indirect

Footnotes

F1: Reflects distribution from Claire Holding Bristow 2020 grantor retained annuity trust.

F2: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

F3: Each Depositary Share represents a 1/40th interest in a share of the Issuer's 5.375% Non-Cumulative Perpetual Preferred Stock, Series A.