FIRST CITIZENS BANCSHARES INC /DE/ — Director's Dealing 2021

Dec 17, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: FIRST CITIZENS BANCSHARES INC /DE/ (FCNCA)
CIK: 0000798941
Period of Report: 2019-11-01

Reporting Person: Holding Olivia Britton (10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-11-01	Class A Common	J	120000	$0.00	Disposed	28951	Direct
2021-08-25	Class A Common	J	10000	$0.00	Disposed	18951	Direct
2021-08-30	Class A Common	J	10000	$0.00	Disposed	8951	Direct
2021-09-14	Class A Common	J	5000	$0.00	Disposed	3951	Direct
2019-11-01	Class A Common	J	120000	$0.00	Acquired	506502	Indirect
2021-08-25	Class A Common	J	10000	$0.00	Acquired	516502	Indirect
2021-08-30	Class A Common	J	10000	$0.00	Acquired	526502	Indirect
2021-09-14	Class A Common	J	5000	$0.00	Acquired	531502	Indirect
2021-11-29	Class A Common	G	2000	$0.00	Acquired	533502	Indirect
2021-12-14	Class A Common	G	15	$0.00	Disposed	533487	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common	10544	Indirect
Class A Common	12152	Indirect
Class A Common	2675	Indirect
Class A Common	827	Indirect
Class A Common	12530	Indirect
Class A Common	192063	Indirect
Class A Common	174469	Indirect
Class A Common	100000	Indirect
Class B Common	4244	Direct
Class B Common	1225	Indirect
Class B Common	116973	Indirect
Class B Common	2156	Indirect
Class B Common	200	Indirect
Class B Common	1355	Indirect
Class B Common	22619	Indirect
Class B Common	4480	Indirect
Depositary Shares	22000	Indirect
Depositary Shares	198945	Indirect
Depositary Shares	200000	Indirect

Footnotes

F1: Reflects a change in form of ownership resulting from transfers of shares directly owned by the reporting person to indirect ownership as trustee of her revocable trust.

F2: The reporting person is a director, officer, manager and/or shareholder of the companies that own these shares, but she disclaims beneficial ownership of the listed shares except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

F3: Each Depositary Share represents a 1/40th interest in a share of the Issuer's 5.375% Non-Cumulative Perpetual Preferred Stock, Series A.