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FIRST CITIZENS BANCSHARES INC /DE/ — Director's Dealing 2012
Feb 29, 2012
30245_dirs_2012-02-29_ac105718-16dc-4371-92b3-bc674a02c023.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FIRST CITIZENS BANCSHARES INC /DE/ (FCNCA)
CIK: 0000798941
Period of Report: 2012-02-10
Reporting Person: HOLDING FRANK B (Director, Executive Vice Chairman, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-02-13 | Class B Common Stock | G | 100 | $0.00 | Disposed | 907 | Direct |
| 2012-02-10 | Class B Common Stock | G | 430 | $0.00 | Disposed | 2359 | Indirect |
| 2012-02-13 | Class B Common Stock | G | 500 | $0.00 | Disposed | 1859 | Indirect |
| 2012-02-10 | Class B Common Stock | G | 430 | $0.00 | Acquired | 627830 | Indirect |
| 2012-02-13 | Class B Common Stock | G | 100 | $0.00 | Acquired | 627930 | Indirect |
| 2012-02-13 | Class B Common Stock | G | 500 | $0.00 | Acquired | 628430 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 635990 | Direct |
| Class A Common Stock | 538703 | Indirect |
| Class A Common Stock | 144226 | Indirect |
| Class A Common Stock | 703018 | Indirect |
| Class A Common Stock | 26430 | Indirect |
| Class A Common Stock | 8214 | Indirect |
| Class A Common Stock | 167600 | Indirect |
| Class A Common Stock | 28628 | Indirect |
| Class A Common Stock | 100000 | Indirect |
| Class A Common Stock | 46699 | Indirect |
| Class A Common Stock | 46000 | Indirect |
| Class A Common Stock | 54000 | Indirect |
| Class A Common Stock | 627 | Indirect |
| Class B Common Stock | 700 | Indirect |
| Class B Common Stock | 6175 | Indirect |
| Class B Common Stock | 45900 | Indirect |
| Class B Common Stock | 22619 | Indirect |
| Class B Common Stock | 1355 | Indirect |
| Class B Common Stock | 200 | Indirect |
Footnotes
F1: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.
F2: The reporting person is a director, officer and/or principal shareholder of the companies that own these shares, but he disclaims beneficial ownership of the listed shares except to the extent of his pecuniary interest therein.
F3: Due to a typograhical error, the Reporting Person's Report on Form 5 filed on February 14, 2012, listed the amount of securites benefically owned by his spouse as 2,739 shares of Class B Common Stock. The correct number of shares should have been 2,789 shares of Class B common stock. The number of securities beneficially owned following reported transaction reflects this correction.