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FIRST CAPITAL INC — Director's Dealing 2009
Dec 1, 2009
33902_dirs_2009-12-01_896f54bf-27bf-4231-9600-baf0311b045e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FIRST CAPITAL INC (FCAP)
CIK: 0001070296
Period of Report: 2009-11-30
Reporting Person: THOMAS DENNIS (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-11-30 | Common Stock | M | 700 | $10 | Acquired | 5657 | Direct |
| 2009-11-30 | Common Stock | S | 700 | $14.0986 | Disposed | 4957 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2009-11-30 | Incentive Stock Option (right to buy) | $10 | M | 700 | Disposed | 2010-02-14 | Common Stock (700) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1639.4566 | Indirect |
Footnotes
F1: Options are fully vested and exercisable.
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