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FINDI LIMITED — Major Shareholding Notification 2021
Feb 21, 2021
64934_rns_2021-02-21_bd313d4e-c1e2-4a86-ba9a-a94b7a8389f8.pdf
Major Shareholding Notification
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Form 604
Corporations Act 2001 Section 671B
Notice of change of interests of substantial holder
To Company Name/Scheme Vortiv Limited ACN/ARSN 057 335 672
1. Details of substantial holder (1)
Name Rocket Science Pty Ltd ATF The Trojan Capital Fund ACN/ARSN (if applicable) 074 032 214
There was a change in the interests of the substantial holder on 18/02/2021 The previous notice was given to the company on 17/02/2021 The previous notice was dated 17/02/2021
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
| Class of securities (4) | Previousnotice | Previousnotice | Present notice | Present notice |
|---|---|---|---|---|
| Person's votes | Voting power (5) | Persons’ votes | Voting power (5) | |
| Ordinary Shares | 14,207,955 | 10.11% | 16,372,940 | 11.65%* |
*based on 140,524,463 shares on issue
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change | Person whose relevant | Nature of | Consideratio | Class and | Person's |
|---|---|---|---|---|---|
| interest changed | change (6) | n given in | number of | votes | |
| relation to | securities | affected | |||
| change (7) | affected | ||||
| 18/02/2021 | Rocket Science Pty | On-market | $0.175 | 792,045 | 0.56% |
| Ltd ATF The TrojanCapital Fund | purchases | OrdinaryShares | |||
| 18/02/2021 – | Norfolk Enchants Pty | On-market | $0.155 to | 1,372,940 | 0.98% |
| 22/02/2021 | Ltd ATF TrojanRetirement Fund | purchases | $0.175 pershare | OrdinaryShares |
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
| Holder of relevantinterest | Registeredholder ofsecurities | Person entitledto be registeredas holder (8) | Nature ofrelevantinterest (6) | Class andnumber ofsecurities | Person'svotes |
|---|---|---|---|---|---|
| Rocket SciencePty Ltd ATF TheTrojan CapitalFund | Rocket Science PtyLtd ATF The TrojanCapital Fund | Rocket SciencePty Ltd ATF TheTrojan CapitalFund | BeneficialOwner | 15,000,000OrdinaryShares | 10.67% |
| Norfolk EnchantsPty Ltd ATF TrojanRetirement Fund | Norfolk EnchantsPty Ltd ATF TrojanRetirement Fund | Norfolk EnchantsPty Ltd ATFTrojan RetirementFund | BeneficialOwner | 1,372,940OrdinaryShares | 0.98% |
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| Name and ACN/ARSN (if applicable) | Nature of association |
|---|---|
| Norfolk Enchants Pty Ltd ATF TrojanRetirement Fund | Troy Harry is the sole director of Rocket Science Pty Ltd and theprincipal of The Trojan Capital Fund. He is also a director of NorfolkEnchants Pty Ltd and a member of, and is responsible for makinginvestment decisions for, Trojan Retirement Fund. |
6. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| Rocket Science Pty Ltd ATF The TrojanCapital Fund | GPO Box 1550 Brisbane Qld 4001 |
| Norfolk Enchants Pty Ltd ATF TrojanRetirement Fund | GPO Box 1550 Brisbane Qld 4001 |
Signature
| print name | Troy Harry | capacity Sole Director & Sole Secretary |
|---|---|---|
| sign here | ||
| date 22/02/2021 |