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FINBAR GROUP LIMITED — Major Shareholding Notification 2012
Jul 22, 2012
64943_rns_2012-07-22_3f001264-c1d9-4ca2-92eb-8a26f0208c23.pdf
Major Shareholding Notification
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APEX EQUITY HOLDINGS BERHAD (208232-A)
20 July 2012
Manager Company Announcement ASX LIMITED Level 10, 20 Bond Street, SYDNEY 2000.
Dear Sir/Madam.
FINBAR GROUP LIMITED (ASX:FRI) I) NOTICE OF CHANGE OF INTEREST OF SUBSTANTIAL SHAREHOLDER II) NOTICE OF CEASING TO BE A SUBSTANTIAL HOLDER
Following are the Form 604 Notice of change of interests of substantial holder dated 20 July 2012 and Form 605 Notice of ceasing to be a substantial holder dated 20 July 2012 2012 in accordance with section 671B of the Corporations Act 2001 (the Act).
I confirm that the original Form 604 and Form 605 has been served on Finbar Group Limited by courier today pursuant to section 671B(1)(b) of the Act.
Thank you.
Yours faithfully for and on behalf of APEX/EQUITY HOLDINGS BERHAD
CHAN GUAN SENG $Director1$
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$\mathbf{d}$
$\bar{1}$ $\mathbf{I}$
page 1/2 15 July 2001 504
Form 604
Corporations Act 2001 Section 671B
Notice of change of interests of substantial holder
| lo Company Name/Scheme ACN/ARSN |
FINBAR GROUP LIMITED ABN 97 009 113 473 |
|
|---|---|---|
| 1. Details of substantial holder(1) . |
APEX EQUITY HOLDINGS BERHAD ("APEX") |
| Name ACN/ARSN (if applicable) |
|
|---|---|
| There was a change in the interests of the substantial holder on The previous notice was given to the company on The previous notice was dated |
19 7,2012 9/4 / 2010 9/4/2010 |
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3)
in when last required, and when now r
| Previous notice | Present notice | |||
|---|---|---|---|---|
| Class of securities (4) | Person's votes | Voling power (5) | ||
| Person's votes | Voting power (5) | |||
| 3.646.044 | 70% | |||
| FULLY PAID | 16,836,806 | 10.35% | ||
| SHARES ORDINARY = |
||||
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the
substantial holder was last required to give
| Date of change |
Person whose relevant interest changed |
Nature of change (6) |
Consideration given in relation to change (7) |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| PLEASE REFER TO "ANNEXURE A" | |||||
4. Present relevant interests
L.
$\sim$ .
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows.
| Holder of | Registered | Person entitled | Nature of | Class and | Person's votes |
|---|---|---|---|---|---|
| relevant | holder of | to be registered | relevant | number of | |
| interest | securities | as holder (8) | interest (6) | securities | |
| PLEASE REFER TO "ANNEXURE B" |
page 2/2 15 July 2001 604
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| Name and ACN/ARSN (if applicable) __ |
----- Nature of association |
|---|---|
| ------ ________ ,,,,,,,,,,,,,,,,,,,,,,,,, |
|
| ___ ------- |
. ______ ____ |
6. Addresses
The addresses of persons named in this form are as follows:
| --- Name |
Address |
|---|---|
| UDINIS ж . н. |
APEX OFF JALAN SEMENYIH. MEWH MFNARA HKTT |
| 1. 5 A 4 A | JANG. SELANGOR D.E. |
Signature
| print name | CONTRACTOR | CHAN GUAN SENG | capacity | DIRECTOR | |
|---|---|---|---|---|---|
| sign here | ๛ | date $20 / 7 / 2012$ | |||
DIRECTIONS
- If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an
equity trust), the names could be included in an ann $(3)$ throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form - $\Omega$ See the definition of "associate" in section 9 of the Corporations Act 2001.
- $(3)$ See the definition of "relevant interest" in sections 608 and 6718(7) of the Corporations Act 2001.
- $(4)$ The voting shares of a company constitute one class unless divided into separate classes.
- $(5)$ The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
- (6) triclude details of:
- any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 6718(4) applies, a copy of any 回 document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract. scheme or arrangement. must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
- $^{(b)}$ any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
$(7)$ Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, becomic entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write "unknown". (B)
Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice. $(9)$
٠.
$\bar{z}$
$\bar{\mathcal{A}}$
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"Annexure A"
| To : Company Name / Scheme | FINBAR GROUP LIMITED |
|---|---|
| ACN / ARSN | ABN 97 009 113 473 __ |
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in
voting securities of the company or scheme, since the substantial holder was last required to give
| Date of change |
Person whose relevant interest -champed - |
Nature of change | Columnian given in relation to change. |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| 20-9-2010 | APEX | Dividend Reinvestment Plan |
\$0.96 per share | 416,758 ordinary shares | APEX |
| 14-12-2010 | APEX | Placement | \$1.15 per share | 2,434,724 ordinary shares | AFEX |
| $8 - 4 - 2011$ | APEX | Dividend Reinvestment Plan |
\$0.9764 per share |
224.367 ordinary shares | APEX |
| $5-9-2011$ | APEX | Dividend Reinvestment Plan |
\$0.8568 per share |
468,756 ordinary shares | APEX |
| 11-4-2012 | APEX | Dividend Reinvestment Plan |
\$0.9658 per share |
264,633 ordinary shares | APEX |
| 19-7-2012 | APEX | Placement | \$1.00 per share | 17,000,000 ordinary shares |
APEX |
This is the annexure marked "A" referred to in Page 1 of Form 604 (Item 3 – Changes in relevant interests) signed by me
and dated 20th day of July, 2012.
CHAN GUAN SENG
Date: 20th July 2012
$\omega_{\rm{max}}$
- $\ddot{\phantom{a}}$
"Annexure B"
To: Company Name / Scheme ACN / ARSN
FINBAR GROUP LIMITED ABN 97 009 113 473
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follow :
| Holder of Relevant Interest |
Registered Holder of securities |
Person entitled To be registered As holder |
Mature of . Relevant tributest |
Class and number of securities |
Person's votes |
|---|---|---|---|---|---|
| APEX | E-trade Australia Securities Limited |
APEX | Beneficial Owner | 350,000 Ordinary Shares |
350,000 |
| APEX | Bell Potter Securities Limited |
APEX | Beneficial Owner | 3.296.044 Ordinary Shares |
3.296.044 |
This is the annexure marked "B" referred to in Page 1 of Form 604 (Item 4 - Present relevant interests) signed by me and
dated 20th day of July, 2012.
CHAN GUAN SENG
DIRECTOR
Date: 20 July 2012
$\ddot{\cdot}$
$\overline{a}$
Form 605
Corporations Act 2001
Section 6718
Notice of ceasing to be a substantial holder
| To Company Name/Scheme ACN/ARSN |
FINBAR GROUP LIMITED ABN 97 009 113 473 |
|---|---|
| 1. Details of substantial holder (1) | |
| Name | APEX EQUITY HOLDINGS BERHAD ("APEX") |
| ACN/ARSN (if applicable) | |
| The holder ceased to be a substantial holder on | 19/07/2012 |
| The previous notice was given to the company on | |
| The previous notice was dated |
2. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting
securities of the company or scheme, since the substantial holder was last required scheme are as follows:
| Date of change |
Person whose relevant interest changed |
Nature of change (4) | Consideration given in relation to change (5) |
Class (6) and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| 19-7-2012 | APEX | Placement | 17,000,000 Ordinary Shares |
17,000,000 | |
3. Changes in association
The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the
substantial holder in relation to voting interests in the company or scheme are as fo
| Name and ACN/ARSN (if applicable) Nature of association | |
|---|---|
4. Addresses
$\overline{\phantom{a}}$
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| APEX EQUITY HOLDINGS BERHAD |
6 TH FLOOR, MENARA APEX, OFF JALAN SEMENYIH, BUKIT MEWAH, 43000 KAJANG, SELANGOR D.E. |
| Signature | |||
|---|---|---|---|
| print name | CHAN GULN SENG |
capacity | DIRECTOR |
| sign here | date | 20/07/2012 | |
c |
DIRECTIONS
- $(1)$ If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 4 of the form.
- (2) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
- See the definition of "associate" in section 9 of the Corporations Act 2001. $(3)$
- $(4)$ Include details of:
- $(a)$ any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
- $(b)$ any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
- Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was $(5)$ acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
- (6) The voting shares of a company constitute one class unless divided into separate classes.
Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice. $(7)$