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FINBAR GROUP LIMITED Major Shareholding Notification 2012

Jul 22, 2012

64943_rns_2012-07-22_3f001264-c1d9-4ca2-92eb-8a26f0208c23.pdf

Major Shareholding Notification

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APEX EQUITY HOLDINGS BERHAD (208232-A)

20 July 2012

Manager Company Announcement ASX LIMITED Level 10, 20 Bond Street, SYDNEY 2000.

Dear Sir/Madam.

FINBAR GROUP LIMITED (ASX:FRI) I) NOTICE OF CHANGE OF INTEREST OF SUBSTANTIAL SHAREHOLDER II) NOTICE OF CEASING TO BE A SUBSTANTIAL HOLDER

Following are the Form 604 Notice of change of interests of substantial holder dated 20 July 2012 and Form 605 Notice of ceasing to be a substantial holder dated 20 July 2012 2012 in accordance with section 671B of the Corporations Act 2001 (the Act).

I confirm that the original Form 604 and Form 605 has been served on Finbar Group Limited by courier today pursuant to section 671B(1)(b) of the Act.

Thank you.

Yours faithfully for and on behalf of APEX/EQUITY HOLDINGS BERHAD

CHAN GUAN SENG $Director1$

$\blacksquare$

$\mathbf{d}$

$\bar{1}$ $\mathbf{I}$

page 1/2 15 July 2001 504

Form 604

Corporations Act 2001 Section 671B

Notice of change of interests of substantial holder

lo Company Name/Scheme
ACN/ARSN
FINBAR GROUP LIMITED
ABN 97 009 113 473
1. Details of substantial holder(1)
.
APEX EQUITY HOLDINGS BERHAD ("APEX")
Name
ACN/ARSN (if applicable)
There was a change in the interests of the
substantial holder on
The previous notice was given to the company on
The previous notice was dated
19 7,2012
9/4 / 2010
9/4/2010

2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3)
in when last required, and when now r

Previous notice Present notice
Class of securities (4) Person's votes Voling power (5)
Person's votes Voting power (5)
3.646.044 70%
FULLY PAID 16,836,806 10.35%
SHARES
ORDINARY =

3. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the
substantial holder was last required to give

Date of
change
Person whose
relevant interest
changed
Nature of
change (6)
Consideration
given in relation
to change (7)
Class and
number of
securities
affected
Person's votes
affected
PLEASE REFER TO "ANNEXURE A"

4. Present relevant interests

L.

$\sim$ .

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows.

Holder of Registered Person entitled Nature of Class and Person's votes
relevant holder of to be registered relevant number of
interest securities as holder (8) interest (6) securities
PLEASE REFER TO "ANNEXURE B"

page 2/2 15 July 2001 604

5. Changes in association

The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN (if applicable)
__
-----
Nature of association
------
________
,,,,,,,,,,,,,,,,,,,,,,,,,
___
-------
.
______
____

6. Addresses

The addresses of persons named in this form are as follows:

---
Name
Address
UDINIS
ж
. н.
APEX
OFF JALAN SEMENYIH.
MEWH
MFNARA
HKTT
1. 5 A 4 A JANG.
SELANGOR D.E.

Signature

print name CONTRACTOR CHAN GUAN SENG capacity DIRECTOR
sign here date $20 / 7 / 2012$

DIRECTIONS

  • If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an
    equity trust), the names could be included in an ann $(3)$ throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form
  • $\Omega$ See the definition of "associate" in section 9 of the Corporations Act 2001.
  • $(3)$ See the definition of "relevant interest" in sections 608 and 6718(7) of the Corporations Act 2001.
  • $(4)$ The voting shares of a company constitute one class unless divided into separate classes.
  • $(5)$ The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
  • (6) triclude details of:
  • any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 6718(4) applies, a copy of any 回 document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract. scheme or arrangement. must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
  • $^{(b)}$ any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.

$(7)$ Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, becomic entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.

If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write "unknown". (B)

Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice. $(9)$

٠.

$\bar{z}$

$\bar{\mathcal{A}}$

$\bar{z}$

"Annexure A"

To : Company Name / Scheme FINBAR GROUP LIMITED
ACN / ARSN ABN 97 009 113 473
__

3. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in
voting securities of the company or scheme, since the substantial holder was last required to give

Date of
change
Person whose
relevant interest
-champed -
Nature of change Columnian
given in relation
to change.
Class and number of
securities affected
Person's
votes
affected
20-9-2010 APEX Dividend
Reinvestment Plan
\$0.96 per share 416,758 ordinary shares APEX
14-12-2010 APEX Placement \$1.15 per share 2,434,724 ordinary shares AFEX
$8 - 4 - 2011$ APEX Dividend
Reinvestment Plan
\$0.9764 per
share
224.367 ordinary shares APEX
$5-9-2011$ APEX Dividend
Reinvestment Plan
\$0.8568 per
share
468,756 ordinary shares APEX
11-4-2012 APEX Dividend
Reinvestment Plan
\$0.9658 per
share
264,633 ordinary shares APEX
19-7-2012 APEX Placement \$1.00 per share 17,000,000 ordinary
shares
APEX

This is the annexure marked "A" referred to in Page 1 of Form 604 (Item 3 – Changes in relevant interests) signed by me
and dated 20th day of July, 2012.

CHAN GUAN SENG

Date: 20th July 2012

$\omega_{\rm{max}}$

  1. $\ddot{\phantom{a}}$

"Annexure B"

To: Company Name / Scheme ACN / ARSN

FINBAR GROUP LIMITED ABN 97 009 113 473

4. Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follow :

Holder of
Relevant
Interest
Registered
Holder of securities
Person entitled
To be registered
As holder
Mature of
. Relevant
tributest
Class and number of
securities
Person's
votes
APEX E-trade Australia
Securities Limited
APEX Beneficial Owner 350,000 Ordinary
Shares
350,000
APEX Bell Potter Securities
Limited
APEX Beneficial Owner 3.296.044 Ordinary
Shares
3.296.044

This is the annexure marked "B" referred to in Page 1 of Form 604 (Item 4 - Present relevant interests) signed by me and
dated 20th day of July, 2012.

CHAN GUAN SENG
DIRECTOR

Date: 20 July 2012

$\ddot{\cdot}$

$\overline{a}$

Form 605

Corporations Act 2001

Section 6718

Notice of ceasing to be a substantial holder

To Company Name/Scheme
ACN/ARSN
FINBAR GROUP LIMITED
ABN 97 009 113 473
1. Details of substantial holder (1)
Name APEX EQUITY HOLDINGS BERHAD ("APEX")
ACN/ARSN (if applicable)
The holder ceased to be a substantial holder on 19/07/2012
The previous notice was given to the company on
The previous notice was dated

2. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting
securities of the company or scheme, since the substantial holder was last required scheme are as follows:

Date of
change
Person whose
relevant interest
changed
Nature of change (4) Consideration given in
relation to change (5)
Class (6) and
number of
securities affected
Person's votes
affected
19-7-2012 APEX Placement 17,000,000
Ordinary
Shares
17,000,000

3. Changes in association

The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the
substantial holder in relation to voting interests in the company or scheme are as fo

Name and ACN/ARSN (if applicable) Nature of association

4. Addresses

$\overline{\phantom{a}}$

The addresses of persons named in this form are as follows:

Name Address
APEX EQUITY HOLDINGS
BERHAD
6 TH FLOOR, MENARA APEX, OFF JALAN SEMENYIH, BUKIT MEWAH,
43000 KAJANG, SELANGOR D.E.
Signature
print name CHAN GULN
SENG
capacity DIRECTOR
sign here date 20/07/2012

c

DIRECTIONS

  • $(1)$ If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 4 of the form.
  • (2) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
  • See the definition of "associate" in section 9 of the Corporations Act 2001. $(3)$
  • $(4)$ Include details of:
  • $(a)$ any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
  • $(b)$ any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.

  • Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was $(5)$ acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
  • (6) The voting shares of a company constitute one class unless divided into separate classes.

Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice. $(7)$