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FINANCIAL INSTITUTIONS INC Director's Dealing 2021

Mar 2, 2021

32749_dirs_2021-03-02_de409658-c6e7-4745-a7ba-a68dedee338a.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: FINANCIAL INSTITUTIONS INC (FISI)
CIK: 0000862831
Period of Report: 2021-02-27

Reporting Person: BIRMINGHAM MARTIN KEARNEY (President & CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-02-27 Common Stock M 4516 Acquired 92722 Direct
2021-02-27 Common Stock F 1534 $27.38 Disposed 91188 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-02-27 Restricted Stock Unit $ M 4516 Disposed 2021-02-27 Common Stock (4516) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 7500 Indirect
Common Stock 10036 Indirect

Footnotes

F1: Restricted stock units convert into shares of common stock on a one-for-one basis.

F2: Includes 395 shares acquired under the FISI 401(k) plan since the date of the reporting person's last ownership report.