Fila — Capital/Financing Update 2018

Nov 30, 2018

Informazione Regolamentata n. 1565-66-2018		Data/Ora Ricezione 30 Novembre 2018 23:24:53	MTA - Star
Societa'	:	FILA
Identificativo Informazione Regolamentata	:	111453
Nome utilizzatore	:	FILASPANSS01 - De Rosa
Tipologia	:	REGEM
Data/Ora Ricezione	:	30 Novembre 2018 23:24:53
Data/Ora Inizio Diffusione presunta	:	30 Novembre 2018 23:24:54
Oggetto	:	e KID	F.I.L.A. S.p.A._CS Pubblicazione Prospetto
Testo del comunicato

Vedi allegato.

COMUNICATO STAMPA

PUBBLICAZIONE DEL DOCUMENTO DI REGISTRAZIONE, DELLA NOTA INFORMATIVA E DELLA NOTA DI SINTESI RELATIVA ALL'AUMENTO DI CAPITALE IN OPZIONE

MESSA A DISPOSIZIONE DEL KID RELATIVO AI DIRITTI DI OPZIONE

Pero, 30 novembre 2018 – Facendo seguito al comunicato stampa del 30 novembre 2018, F.I.L.A. – Fabbrica Italiana Lapis ed Affini S.p.A. ("Fila" o la "Società") comunica che, in data odierna, sono stati depositati presso CONSOB il Documento di Registrazione, la Nota Informativa sugli strumenti finanziari e la Nota di Sintesi, relativi a (i) l'offerta in opzione delle azioni ordinarie Fila e delle azioni speciali B rivenienti dall'aumento di capitale sociale a pagamento deliberato dall'Assemblea dei Soci tenuta in sede straordinaria il giorno 11 ottobre 2018, le cui condizioni finali sono state determinate dal Consiglio di Amministrazione della Società nella seduta del 28 novembre 2018 e rese note con comunicato stampa divulgato in pari data (l'"Aumento di Capitale") e (ii) l'ammissione a quotazione sul Mercato Telematico Azionario organizzato e gestito da Borsa Italiana S.p.A. ("MTA") delle azioni ordinarie Fila rinveniente dall'Aumento di Capitale.

Il Documento di Registrazione, la Nota Informativa e la Nota di Sintesi sono stati depositati presso CONSOB e sono a disposizione del pubblico ai sensi di legge presso la sede legale della Società, a Pero (MI), via XXV Aprile n. 5, sul sito internet della Società, nella sezione [•], all'indirizzo www.filagroup.it, nonché presso il meccanismo di stoccaggio autorizzato eMarket STORAGE all'indirizzo .

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Si comunica inoltre che Fila ha messo a disposizione il Key Investor Document (KID) relativo ai diritti di opzione, predisposto ai sensi del Regolamento (UE) n. 1286/2014 e alla relativa normativa di attuazione, sul sito internet della Società, nella sezione [•], all'indirizzo www.filagroup.it.

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Il presente comunicato stampa è disponibile sul sito internet della società, all'indirizzo www.filagroup.it, e presso il meccanismo di stoccaggio autorizzato eMarket STORAGE all'indirizzo .

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F.I.L.A. (Fabbrica Italiana Lapis ed Affini), nata a Firenze nel 1920 e gestita dal 1956 dalla famiglia Candela, è una Società italiana e una delle realtà industriali e commerciali più solide, dinamiche, innovative e in crescita sul mercato. Dal novembre 2015, F.I.L.A. è quotata alla Borsa di Milano, segmento STAR. L'azienda, con un fatturato di oltre 510 milioni di euro al 31 dicembre 2017, ha registrato negli ultimi vent'anni una crescita significativa e ha perseguito una serie di acquisizioni strategiche, fra cui l'italiana Adica Pongo, le statunitensi Dixon Ticonderoga ed il Gruppo Pacon, la tedesca LYRA, la messicana Lapiceria Mexicana, l'inglese Daler-Rowney Lukas e la francese Canson fondata dalla famiglia Montgolfier nel 1557.

F.I.L.A. è l'icona della creatività italiana nel mondo con i suoi prodotti per colorare, disegnare, modellare, scrivere e dipingere grazie a marchi come Giotto, Tratto, Das, Didò, Pongo, Lyra, Doms, Maimeri, Daler-Rowney, Canson, Princeton e Strathmore.

Fin dalle sue origini, F.I.L.A. ha scelto di sviluppare la propria crescita sulla base dell'innovazione continua, sia di tecnologie sia di prodotti, col fine di dare alle persone la possibilità di esprimere le proprie idee e il proprio talento con strumenti qualitativamente eccellenti. Inoltre, F.I.L.A. e le aziende del Gruppo collaborano con le Istituzioni sostenendo progetti educativi e culturali per valorizzare la creatività e la capacità espressiva degli individui e per rendere la cultura un'opportunità accessibile a tutti.

F.I.L.A. è attiva con 22 principali stabilimenti produttivi (due dei quali in Italia) e 35 filiali commerciali nel mondo e impiega circa 9.500 persone.

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Important Regulatory Notice

This communication does not contain or constitute an offer of, or the solicitation of an offer to buy, securities. The rights and shares referred to herein may not be offered or sold in the United States unless registered under the US Securities Act of 1933 as amended (the "Securities Act") or offered in a transaction exempt from, or not subject to, the registration requirements of the Securities Act. The rights or shares referred to herein have not been and will not be registered under the Securities Act or under the applicable securities laws of Australia, Canada or Japan. There will be no public offer of the ordinary shares in the United States, Australia, Canada or Japan and F.I.L.A. – Fabbrica Italiana Lapis ed Affini S.p.A. does not intend to register any portion of the offering of securities in the United States. Copies of this communication are not

being made available and may not be distributed or sent into the United States, Canada, Australia or Japan.

Any public offering will be conducted in Italy pursuant to the prospectus that will be published following the approval by CONSOB (the "Prospectus") in accordance with applicable laws and regulations. Neither this document nor any part of it nor the fact of its distribution may form the basis of, or be relied on in connection with, persons who are (i) investment professionals falling within Article 19(5) of the Financial Services and Markets Act 2000 (Financial Promotion) Order 2005 (the "Order"); or (ii) high net worth entities, and other persons to whom it may lawfully be communicated, falling within Article 49(2)(a)-(e) of the Order (all such persons together being referred to as "Relevant Persons") Any investment or investment activity to which this communication relates will only be available to and will only be engaged in with, Relevant Persons. Any person who is not a Relevant Person should not act or rely on this document or any of its contents.

This announcement has been prepared on the basis that any offer of shares or other securities in any Member State of the European Economic Area, other than Italy (each a "Member State"), will be made pursuant to an exemption under the Prospectus Directive (i.e., Directive 2003/71/EC, as amended from time to time, including by Directive 2010/73/EU) from the requirement to publish a prospectus for the offers of shares or securities. Accordingly, any person making or intending to make an offer in a Member State of securities which are the subject of the rights offering contemplated by this announcement may only do so in circumstances in which no obligation arises for F.I.L.A. – Fabbrica Italiana Lapis ed Affini S.p.A. or any of the underwriters to publish a prospectus pursuant to Article 3 of the Prospectus Directive or supplement a prospectus pursuant to Article 16 of the Prospectus Directive, in each case, in relation to such offer. Neither F.I.L.A. – Fabbrica Italiana Lapis ed Affini S.p.A. nor the underwriters have authorized, nor do they authorize, the making of any offer of securities in circumstances in which an obligation arises for the F.I.L.A. – Fabbrica Italiana Lapis ed Affini S.p.A. or the underwriters to publish or supplement a prospectus for such offer.

This announcement is an advertisement and is not a prospectus pursuant to (i) the Prospectus Directive; and (ii) Italian Legislative Decree No. 58 of February 24, 1998 (as amended) and CONSOB Regulation No. 11971/1999 (as amended), implementing the Prospectus Directive. With respect to the public offer of F.I.L.A. – Fabbrica Italiana Lapis ed Affini S.p.A.'s shares in Italy contemplated by the Prospectus, any decision regarding the exercise of the pre-emptive subscription rights and the subscription of F.I.L.A. – Fabbrica Italiana Lapis ed Affini S.p.A.'s shares or the sale of the pre-emptive subscription rights in the context of the rights offering should only be made on the basis of the information contained in the Prospectus. The Prospectus will be

available at the registered office of F.I.L.A. – Fabbrica Italiana Lapis ed Affini S.p.A. and on the website www.filagroup.it following the Prospectus' approval by CONSOB.

Solely for the purposes of the product governance requirements contained within: (a) EU Directive 2014/65/EU on markets in financial instruments, as amended ("MiFID II"); (b) Articles 9 and 10 of Commission Delegated Directive (EU) 2017/593 supplementing MiFID II; and (c) local implementing measures (together, the "MiFID II Product Governance Requirements"), and disclaiming all and any liability, whether arising in tort, contract or otherwise, which any "manufacturer" (for the purposes of the MiFID II Product Governance Requirements) may otherwise have with respect thereto, the Rights and the New Shares have been subject to a product approval process, which has determined that such Rights and New Shares are: (i) compatible with an end target market of retail investors and investors who meet the criteria of professional clients and eligible counterparties, each as defined in MiFID II; and (ii) eligible for distribution through all distribution channels as are permitted by MiFID II to such target market (the "Target Market Assessment"). Notwithstanding the Target Market Assessment, Distributors should note that: the price of the Rights and the New Shares may decline and investors could lose all or part of their investment; the Rights and the New Shares offer no guaranteed income and no capital protection; and an investment in the Rights and the New Shares is compatible only with investors who do not need a guaranteed income or capital protection, who (either alone or in conjunction with an appropriate financial or other adviser) are capable of evaluating the merits and risks of such an investment and who have sufficient resources to be able to bear any losses that may result therefrom. The Target Market Assessment is without prejudice to the requirements of any contractual, legal or regulatory selling restrictions in relation to the Rights Offering.

For the avoidance of doubt, the Target Market Assessment does not constitute: (a) an assessment of suitability or appropriateness for the purposes of MiFID II; or (b) a recommendation to any investor or group of investors to invest in, or purchase, or take any other action whatsoever with respect to the Rights and the New Shares.

Each distributor is responsible for undertaking its own target market assessment in respect of the Rights and the New Shares and determining appropriate distribution channels.

Prima dell'adesione leggere il Prospetto.

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PRIIPS Regulation

In accordance with the Regulation (EU) No 1286/2014 of the European Parliament and of the Council

of 26 November 2014 on key information documents for packaged retail and insurance-based investment products (PRIIPs) and its implementing and delegated acts (the "PRIIPs Regulation"), a key information document in respect of the Rights has been prepared by the Company and will be available to investors at https:// www.filagroup.it. F.I.L.A. – Fabbrica Italiana Lapis ed Affini S.p.A. (the "Company") is the only manufacturer of the Rights for the purposes of the PRIIPs Regulation and none of the Joint Global Coordinators and the Joint Bookrunners are manufacturers for these purposes. None of the Joint Global Coordinators and the Joint Bookrunners makes any representations, express or implied, or accepts any responsibility whatsoever for the contents of the key information document for the Rights prepared by the Company nor accepts any responsibility to update the contents of the key information document in accordance with the PRIIPs Regulation, to undertake any review processes in relation thereto or to provide such key information document to future distributors of Rights. Each of the Joint Global Coordinators and the Joint Bookrunners and their respective affiliates accordingly disclaim all and any liability whether arising in tort or contract or otherwise which it or they might have in respect of the key information document prepared by the Company.

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Per informazioni:

Investor Relations F.I.L.A.

Stefano De Rosa - Investor Relations Officer Francesca Cocco - Investor Relations ir@fila.it (+39) 02 38105206

Per la comunicazione finanziaria:

Community Strategic Communications Advisers Tel. (+39) 02 89404231 fila@communitygroup.it

Ufficio Stampa F.I.L.A

Cantiere di Comunicazione Eleonora Galli: (+39) 02 87383180 -186 – mob: (+39) 331 9511099 e.galli@cantieredicomunicazione.com Antonella Laudadio: (+39) 02 87383180 -189 a.laudadio@cantieredicomunicazione.com