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Figure Technology Solutions, Inc. Director's Dealing 2025

Sep 10, 2025

30734_dirs_2025-09-10_d1581ec2-8003-4cfe-8126-eae38f0856f2.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Figure Technology Solutions, Inc. (FIGR)
CIK: 0002064124
Period of Report: 2025-09-10

Reporting Person: Tannenbaum Michael Benjamin (Director, Chief Executive Officer)

Holdings (Non-Derivative)

Security Shares Ownership
Class A Common Stock 5118274 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Series C-1 Preferred Stock $ Class A Common Stock (8263) Direct
Stock Option $4.82 2034-04-22 Class A Common Stock (4587350) Direct
Stock Option $10.51 2035-07-31 Class A Common Stock (530135) Direct

Footnotes

F1: Includes 5,117,485 restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Class A Common Stock and will vest according to the terms of the applicable award agreement.

F2: Immediately prior to the closing of the Issuer's initial public offering, each share of preferred stock of the Issuer will automatically convert into one share of Class A Common Stock. The preferred stock does not have an expiration date.

F3: The option vested with respect to one quarter of the underlying shares on April 22, 2025, and vests with respect to the remaining shares in 36 monthly installments thereafter.

F4: The option vested with respect to one quarter of the underlying shares on April 23, 2025, and vests with respect to the remaining shares in 36 monthly installments thereafter.