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Figure Technology Solutions, Inc. — Director's Dealing 2025
Sep 10, 2025
30734_dirs_2025-09-10_6f468cf1-ad22-4892-ae39-eba0054626c6.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Figure Technology Solutions, Inc. (FIGR)
CIK: 0002064124
Period of Report: 2025-09-10
Reporting Person: Ou June (Director, 10% Owner)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 6878993 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Class B Common Stock | $ | Class A Common Stock (24970450) | Indirect | ||
| Class B Common Stock | $ | Class A Common Stock (2237012) | Indirect | ||
| Class B Common Stock | $ | Class A Common Stock (3185970) | Indirect | ||
| Class B Common Stock | $ | Class A Common Stock (3185970) | Indirect | ||
| Class B Common Stock | $ | Class A Common Stock (1063458) | Indirect | ||
| Series Seed Preferred Stock | $ | Class B Common Stock (4750187) | Indirect | ||
| Stock Option | $4.82 | 2034-05-10 | Class B Common Stock (4559904) | Indirect | |
| Stock Option | $2.12 | 2026-03-18 | Class A Common Stock (446933) | Direct | |
| Stock Option | $4.96 | 2026-03-18 | Class A Common Stock (1597045) | Direct | |
| Stock Option | $4.82 | 2034-03-19 | Class A Common Stock (1748804) | Direct | |
| Stock Option | $3.23 | 2034-06-14 | Class A Common Stock (160911) | Direct | |
| Stock Option | $4.82 | 2034-03-19 | Class A Common Stock (500000) | Direct |
Footnotes
F1: 1. Each outstanding share of Class B Common Stock will be convertible at any time at the option of the holder into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers.
F2: Immediately prior to the closing of the Issuer's initial public offering, each share of preferred stock of the Issuer held by the Family Trust will automatically convert into one share of Class A Common Stock, which will be immediately exchanged for one share of Class B Common Stock. The preferred stock does not have an expiration date.
F3: The option is fully vested and currently exercisable.
F4: The option vests in 24 monthly installments beginning on April 18, 2024.