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Figure Technology Solutions, Inc. — Director's Dealing 2025
Sep 16, 2025
30734_dirs_2025-09-16_46e69dbd-e336-4372-9195-a115ca9a679c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Figure Technology Solutions, Inc. (FIGR)
CIK: 0002064124
Period of Report: 2025-07-31
Reporting Person: Tannenbaum Michael Benjamin (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2025-09-12 | Class A Common Stock | C | 8263 | — | Acquired | 5126537 | Direct |
| 2025-09-12 | Class A Common Stock | F | 736790 | $25 | Disposed | 4389747 | Direct |
| 2025-09-12 | Class A Common Stock | S | 297171 | $25 | Disposed | 4092576 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2025-07-31 | Stock Option | $10.51 | A | 530135 | Acquired | 2035-07-31 | Class A Common Stock (530135) | Direct |
| 2025-09-12 | Series C-1 Preferred Stock | $ | C | 8263 | Disposed | Class A Common Stock (8263) | Direct |
Footnotes
F1: Immediately prior to the closing of the Issuer's initial public offering, each share of preferred stock of the Issuer automatically converted into one share of Class A Common Stock.
F2: Represents shares withheld to satisfy tax obligations in connection with vesting of the Reporting Person's restricted stock units. Not a market sale.
F3: This transaction occurred prior to the Issuer's registration of a class of equity securities under Section 12 of the Securities Exchange Act of 1934, as amended, in connection with the Issuer's initial public offering, and is reported herein pursuant to Rule 16a-2(a).
F4: The option vested with respect to one quarter of the underlying shares on April 23, 2025, and vests with respect to the remaining shares in 36 monthly installments thereafter.