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Figure Technology Solutions, Inc. Director's Dealing 2025

Sep 12, 2025

30734_dirs_2025-09-12_1b7c2d74-0dca-4efb-9c07-416ef5d320cb.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Figure Technology Solutions, Inc. (FIGR)
CIK: 0002064124
Period of Report: 2025-09-10

Reporting Person: Cagney Michael Scott (Director, 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2025-09-12 Class A Common Stock C 1500000 Acquired 1500000 Indirect
2025-09-12 Class A Common Stock S 1500000 $25 Disposed 0 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2025-09-10 Stock Option $25 A 3200942 Acquired 2035-09-10 Class B Common Stock (3200942) Direct
2025-09-12 Series Seed Preferred Stock $ C 4750187 Disposed Class B Common Stock (4750187) Indirect
2025-09-12 Class B Common Stock $ C 4750187 Acquired Class A Common Stock (4750187) Indirect
2025-09-12 Class B Common Stock $ C 1500000 Disposed Class A Common Stock (1500000) Indirect
2025-09-12 Class B Common Stock $ A 3200942 Acquired Class A Common Stock (3200942) Direct
2025-09-12 Class B Common Stock $ A 2133961 Acquired Class A Common Stock (2133961) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Class A Common Stock 6878993 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Class B Common Stock $ Class A Common Stock (2237012) 2237012 Indirect
Class B Common Stock $ Class A Common Stock (3185970) 3185970 Indirect
Class B Common Stock $ Class A Common Stock (3185970) 3185970 Indirect

Footnotes

F1: Immediately prior to the closing of the Issuer's initial public offering, each share of preferred stock of the Issuer held by the Family Trust automatically converted into one share of Class A Common Stock, which was immediately exchanged for one share of Class B Common Stock.

F2: The option vests with respect to one quarter of the underlying shares on September 10, 2026, and vests with respect to the remaining shares in 36 monthly installments thereafter.

F3: Each outstanding share of Class B Common Stock will be convertible at any time at the option of the holder into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers.

F4: Represents an award of restricted stock units ("RSUs"), which vests with respect to one quarter of the underlying shares on September 10, 2026, and vest with respect to the remaining shares in 36 monthly installments thereafter. Each RSU represents a contingent right to receive one share of Class B Common Stock.

F5: Represents an award of RSUs, which vests in four annual installments beginning on September 10, 2026, subject to the achievement of certain stock price thresholds ranging from $32.50 to $63.00, measured based on the average price per share of the Class A Common Stock over certain trading periods. Each RSU represents a contingent right to receive one share of Class B Common Stock.