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Figure Technology Solutions, Inc. — Director's Dealing 2025
Sep 16, 2025
30734_dirs_2025-09-16_74d91627-427a-4e19-9d70-a5c549a845dd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Figure Technology Solutions, Inc. (FIGR)
CIK: 0002064124
Period of Report: 2025-09-12
Reporting Person: DCM International VIII, Ltd. (Former 10% Owner)
Reporting Person: DCM Investment Management VIII, L.P. (Former 10% Owner)
Reporting Person: DCM VIII, L.P. (Former 10% Owner)
Reporting Person: DCM Ventures China Fund (DCM VIII), L.P. (Former 10% Owner)
Reporting Person: DCM Affiliates Fund VIII, L.P. (Former 10% Owner)
Reporting Person: DCM Opportunity Fund International III, Ltd. (Former 10% Owner)
Reporting Person: DCM Opportunity Fund Investment Management III, L.P. (Former 10% Owner)
Reporting Person: DCM Opportunity Fund III, L.P. (Former 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2025-09-12 | Class A Common Stock | C | 15022618 | — | Acquired | 16456952 | Indirect |
| 2025-09-12 | Class A Common Stock | C | 183763 | — | Acquired | 201309 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2025-09-12 | Series Seed Preferred Stock | $ | C | 9500375 | Disposed | Class A Common Stock (9500375) | Indirect | |
| 2025-09-12 | Series A Preferred Stock | $ | C | 2303584 | Disposed | Class A Common Stock (2303584) | Indirect | |
| 2025-09-12 | Series B Preferred Stock | $ | C | 2557564 | Disposed | Class A Common Stock (2557564) | Indirect | |
| 2025-09-12 | Series C Preferred Stock | $ | C | 661095 | Disposed | Class A Common Stock (661095) | Indirect | |
| 2025-09-12 | Series D Preferred Stock | $ | C | 183763 | Disposed | Class A Common Stock (183763) | Indirect |
Footnotes
F1: Immediately prior to the closing of the Issuer's initial public offering, each share of preferred stock of the Issuer automatically converted into one share of Class A Common Stock.
F2: Figure Investments, LLC is owned by DCM VIII, L.P., DCM Ventures China Fund (DCM VIII), L.P. and DCM Affiliates Fund VIII, L.P. (collectively "DCM VIII") and is managed by its officers, which are appointed by DCM VIII, the general partner of which is DCM Investment Management VIII, L.P., the general partner of which is DCM International VIII, Ltd.
F3: The general partner of DCM Opportunity Fund III, L.P. is DCM Opportunity Fund Investment Management III, L.P., the general partner of which is DCM Opportunity Fund International VIII, Ltd.