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FIFTH THIRD BANCORP — Major Shareholding Notification 2005
Nov 10, 2005
30331_mrq_2005-11-10_e1677c8e-494f-4277-8f3c-72fafe6c7ab2.zip
Major Shareholding Notification
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SC 13G/A 1 l16896asc13gza.htm FIFTH THIRD BANCORP/ AULT, INC. SC 13G/A Fifth Third Bancorp/Ault Inc. SC 13G/A PAGEBREAK
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934 (Amendment No. 1)*
Ault, Inc.
(Name of Issuer)
Common Stock
(Title of Class of Securities)
051503100
(CUSIP Number)
October 31, 2005
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
þ Rule 13d-1 (b)
o Rule 13d-1 (c)
o Rule 13d-1 (d)
*The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. Fifth Third Bank is the successor to Old Kent Bank. Fifth Third Financial Corporation is the successor to Old Kent Financial Corporation.
The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act.
Page 1 of 7 pages
PAGEBREAK
| 13G — CUSIP No. 051503100 | Page 2 of 7 | ||
|---|---|---|---|
| 1. | Name of Reporting Person: FIFTH THIRD BANCORP | I.R.S. Identification Nos. of above persons (entities only): 31-0854434 | |
| 2. | Check the Appropriate Box if a Member of a Group: | ||
| (a) | o | ||
| (b) | o | ||
| 3. | SEC Use Only: | ||
| 4. | Citizenship or Place of Organization: OHIO | ||
| This report relates to beneficial holdings by Fifth Third Bancorp, through several of its | |||
| subsidiaries, of outstanding shares of the Common Stock of the Issuer. The following tabulations | |||
| set forth the shares with respect of which voting rights are held or shared and those shares to | |||
| which there is dispositive power. The following are held in fiduciary accounts in Fifth Third | |||
| Bancorps subsidiaries and are deemed beneficially owned: | |||
| Number of Shares Beneficially Owned by Each Reporting Person With | |||
| 5. | Sole Voting Power: 235,000 shares | ||
| 6. | Shared Voting Power: 0 shares | ||
| 7. | Sole Dispositive Power: 235,000 shares | ||
| 8. | Shared Dispositive Power: 0 shares | ||
| 9. | Aggregate Amount Beneficially Owned by Each Reporting Person: 235,000 | ||
| 10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares: o | ||
| Fifth Third Bancorp, through fiduciary accounts held in its subsidiaries, | |||
| has neither voting power nor dispositive power with respect to an | |||
| additional 0 shares which are not deemed to be beneficially owned. | |||
| 11. | Percent of Class Represented by Amount in Row (9): 4.83% | ||
| 12. | Type of Reporting Person: HC |
PAGEBREAK
Securities and Exchange Commission Schedule 13G Page 3 of 7 pages
| Item 1(a). | Name of Issuer: |
|---|---|
| Ault, Inc | |
| Item 1(b). | Address of Issuers Principal Executive Offices: |
| 7105 Northland Terrace Minneapolis, Minnesota 55428 | |
| Item 2(a). | Name of Person Filing: |
| Fifth Third Bancorp | |
| Item 2(b). | Address of Principal Business Office or, if None, Residence: |
| Fifth Third Center, Cincinnati, Ohio 45263 | |
| Item 2(c). | Citizenship: |
| Ohio | |
| Item 2(d). | Title of Class of Securities: |
| Common Stock | |
| Item 2(e). | CUSIP Number: |
| 051503100 |
PAGEBREAK
Securities and Exchange Commission Schedule 13G Page 4 of 7 pages
ITEM 3. If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a:
| (a) | o | Broker or dealer registered under Section 15 of the Act; |
|---|---|---|
| (b) | o | Bank as defined in Section 3(a)(6) of the Act; |
| (c) | o | Insurance company as defined in Section 3(a)(19) of the Act; |
| (d) | o | Investment company registered under Section 8 of the Investment Company Act; |
| (e) | o | Investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E); |
| (f) | o | Employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F); |
| (g) | þ | Parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G); |
| (h) | o | Savings association as defined in Section 3(b) of the Federal Deposit Insurance Act; |
| (i) | o | Church plan that is excluded from the definition of an investment company under Section |
| 3(c)(14) of the Investment Company Act; | ||
| (j) | o | Group, in accordance with Rule 13d-1(b)(1)(ii)(J). |
PAGEBREAK
Securities and Exchange Commission Schedule 13G Page 5 of 7 pages
| Item 4. |
| --- |
| This report relates to beneficial holdings by Fifth Third Bancorp, through
several of its subsidiaries, of outstanding shares of the Common Stock of the
Issuer. The following tabulations set forth the shares with respect of which voting
rights are held or shared and those shares to which there is dispositive power. The
following are held in fiduciary accounts in Fifth Third Bancorps subsidiaries and
are deemed beneficially owned: |
| (a) | Amount Beneficially Owned: | |
|---|---|---|
| (b) | Percent of Class: | 4.83% |
| (c) | Number of shares as to which such person has: |
| (i) | Sole power to vote or to direct the vote | 235,000 shares |
|---|---|---|
| (ii) | Shared power to vote or to direct the vote | 0 shares |
| (iii) | Sole power to dispose or to direct the disposition of | 235,000 shares |
| (iv) | Shared power to dispose or to direct the disposition of | 0 shares |
| Item 5. | Ownership of Five Percent or Less of a Class |
|---|---|
| If this statement is being filed to report the fact that as of the date hereof the reporting | |
| person has ceased to be the beneficial owner of more than five percent of the class of securities, | |
| check the following þ . | |
| Item 6. | Ownership of More than Five Percent on Behalf of Another Person |
| n/a |
PAGEBREAK
Securities and Exchange Commission Schedule 13G Page 6 of 7 pages
| Item 7. |
|---|
| Fifth Third Bancorp, as parent holding company of the subsidiaries listed below, has filed this schedule. The subsidiaries are filing |
| in accordance with Rule 13d-1(b)(1)(ii)(G). |
| Subsidiary | Item 3 Classification |
|---|---|
| Fifth Third Bank | Bank |
| Fifth Third Bank (Tennessee) | Bank |
| Fifth Third Bank (Michigan) | Bank |
| Fifth Third Asset Management, Inc. | Investment Adviser |
| Item 8. | Identification and Classification of Members of the Group |
|---|---|
| Not Applicable | |
| Item 9. | Notice of Dissolution of Group |
| Not Applicable |
PAGEBREAK
Securities and Exchange Commission Schedule 13G Page 7 of 7 pages
| Item 10. |
| --- |
| By signing below I certify that, to the best of my knowledge and
belief, the securities referred to above were acquired and are
held in the ordinary course of business and were not acquired and
are not held for the purpose of or with the effect of changing or
influencing the control of the issuer of the securities and were
not acquired and are not held in connection with or as a
participant in any transaction having that purpose or effect. |
| SIGNATURE |
| After reasonable inquiry and to the best of my
knowledge and belief, I certify that the information set
forth in this statement is true, complete and correct |
| Fifth Third Bancorp |
| /s/Robert Sullivan
November 10, 2005 |
| Executive Vice President
Todays Date |
| Fifth Third Bancorp |