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FIFTH THIRD BANCORP — Major Shareholding Notification 2003
Feb 14, 2003
30331_mrq_2003-02-14_58a955e4-5262-48d8-8d50-e376a8bd17fe.zip
Major Shareholding Notification
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SC 13G 1 l98967asc13g.htm FIFTH THIRD BANCORP/DPL, INC. SC 13G Fifth Third Bancorp/DPL, Inc. SC 13G PAGEBREAK
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934 (Amendment No. )*
DPL, Inc.
(Name of Issuer)
Common Stock
(Title of Class of Securities)
233-293-109
(Cusip Number)
December 31, 2002
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
x Rule 13d-1 (b)
o Rule 13d-1 (c)
o Rule 13d-1 (d)
*The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the notes).
PAGEBREAK
| 13G | |||
|---|---|---|---|
| CUSIP No. 233-293-109 | |||
| 1. | Name of Reporting Person: FIFTH THIRD | ||
| BANCORP | I.R.S. Identification Nos. of above | ||
| persons (entities only): 31-0854434 | |||
| 2. | Check the Appropriate Box if a Member of | ||
| a Group: | |||
| (a) | x | ||
| (b) | o | ||
| 3. | SEC Use Only: | ||
| 4. | Citizenship or Place of | ||
| Organization: OHIO | |||
| Number | |||
| of Shares Beneficially Owned by Each Reporting Person | |||
| With | |||
| 5. | Sole Voting Power: 6,441,395 | ||
| shares | |||
| 6. | Shared Voting Power: 500 shares | ||
| 7. | Sole Dispositive Power: 71,354 shares | ||
| 8. | Shared Dispositive Power: 145,891 shares | ||
| 9. | Aggregate Amount Beneficially Owned by Each Reporting Person: 6,443,267 shares | ||
| 10. | Check if the Aggregate Amount in Row (9) Excludes Certain | ||
| Shares: x Fifth Third Bancorp, through fiduciary accounts held in its Fifth Third Bank subsidiary, | |||
| Has neither voting power nor dispositive power with respect to 277,624 shares and are | |||
| not deemed to be beneficially owned. | |||
| 11. | Percent of Class Represented by Amount in Row | ||
| (9): 5.1% | |||
| 12. | Type of Reporting Person: HC |
2 PAGEBREAK
| 13G | |||
|---|---|---|---|
| CUSIP No. 233-293-109 | |||
| 1. | Name of Reporting Person: FIFTH THIRD | ||
| BANK | I.R.S. Identification Nos. of above | ||
| persons (entities only): 31-0676865 | |||
| 2. | Check the Appropriate Box if a Member of | ||
| a Group: | |||
| (a) | x | ||
| (b) | o | ||
| 3. | SEC Use Only: | ||
| 4. | Citizenship or Place of | ||
| Organization: OHIO | |||
| Number | |||
| of Shares Beneficially Owned by Each Reporting Person | |||
| With | |||
| 5. | Sole Voting Power: 6,441,395 | ||
| shares | |||
| 6. | Shared Voting Power: 500 shares | ||
| 7. | Sole Dispositive Power: 71,354 shares | ||
| 8. | Shared Dispositive Power: 145,891 shares | ||
| 9. | Aggregate Amount Beneficially Owned by Each Reporting Person: 6,443,270 shares | ||
| 10. | Check if the Aggregate Amount in Row (9) Excludes Certain | ||
| Shares: x Fifth Third Bancorp, through fiduciary accounts held in its Fifth Third Bank subsidiary, | |||
| Has neither voting power nor dispositive power with respect to 277,624 shares and are | |||
| not deemed to be beneficially owned. | |||
| 11. | Percent of Class Represented by Amount in Row | ||
| (9): 5.1% | |||
| 12. | Type of Reporting Person: BK |
3 PAGEBREAK
13G
| Item 1. | (a) | Name of Issuer: | |
|---|---|---|---|
| DPL, Inc. | |||
| (b) | Address of Issuer's Principal Executive | ||
| Offices: | |||
| 20600 Chagrin Blvd Suite 1150 Cleveland, Ohio | |||
| 44122 | |||
| Item 2. | |||
| (a) | Name of Person Filing: | ||
| (1)Fifth Third Bancorp (2)Fifth Third | |||
| Bank | |||
| (b) | Address of Principal Business Office or, if none, | ||
| Residence: | |||
| (1) Fifth Third Center, Cincinnati, Ohio | |||
| 45263 (2) Fifth Third Center, Cincinnati, Ohio 45263 | |||
| (c) | Citizenship: | ||
| (1) Ohio (2) Ohio | |||
| (d) | Title of Class of Securities: | ||
| Common Stock | |||
| (e) | CUSIP | ||
| Number: | |||
| 233-293-109 | |||
| Item 3. | If this statement is filed pursuant to | ||
| §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing | |||
| is a: | |||
| (a) | o | Broker or dealer registered under section 15 of the Act (15 | |
| U.S.C. 78o). | |||
| (b) | x | Bank as defined in section 3(a)(6) of the Act (15 U.S.C. | |
| 78c). | |||
| (c) | o | Insurance company as defined in section 3(a)(19) of the Act | |
| (15 U.S.C. 78c). | |||
| (d) | o | Investment company registered under section 8 of the | |
| Investment Company Act of 1940 (15 U.S.C. 80a-8). | |||
| (e) | o | An investment adviser in accordance with | |
| §240.13d-1(b)(1)(ii)(E); | |||
| (f) | o | An employee benefit plan or endowment fund in accordance with | |
| §240.13d-1(b)(1)(ii)(F); | |||
| (g) | x | A parent holding company or control person in accordance with | |
| § 240.13d-1(b)(1)(ii)(G); | |||
| (h) | o | A savings associations as defined in Section 3(b) of the | |
| Federal Deposit Insurance Act (12 U.S.C. 1813); | |||
| (i) | o | A church plan that is excluded from the definition of an | |
| investment company under section 3(c)(14) of the Investment Company Act of 1940 | |||
| (15 U.S.C. 80a-3); | |||
| (j) | o | Group, in accordance with | |
| §240.13d-1(b)(1)(ii)(J). |
4 PAGEBREAK
13G
| Item 4. | Ownership. — (a) | Amount beneficially owned: | |
|---|---|---|---|
| 6,443,270 shares | |||
| (b) | Percent of class: | ||
| 5.1% | |||
| (c) | Number of shares as to which the person | ||
| has: | |||
| (i) | Sole power to vote or to direct the vote: | ||
| 6,441,395 shares | |||
| (ii) | Shared power to vote or to direct the | ||
| vote: | |||
| 500 shares | |||
| (iii) | Sole power to dispose or to direct the disposition | ||
| of: | |||
| 71,354 shares | |||
| (iv) | Shared power to dispose or to direct the | ||
| disposition of: | |||
| 145,891 shares | |||
| Item 5. | Ownership of Five Percent | ||
| or Less of a Class. | |||
| If this statement is being filed to report the | |||
| fact that as of the date hereof the reporting person has ceased to be the | |||
| beneficial owner of more than five percent of the class of securities, check the | |||
| following o . | |||
| Not Applicable | |||
| Item 6. | Ownership of More than | ||
| Five Percent on Behalf of Another Person. | |||
| Not Applicable | |||
| Item 7. | Identification and | ||
| Classification of the Subsidiary Which Acquired the Security Being Reported on | |||
| By the Parent Holding Company. | |||
| Fifth Third Bank is a subsidiary of Fifth Third | |||
| Bancorp. | |||
| Item 8. | Identification and | ||
| Classification of Members of the Group. | |||
| Not Applicable | |||
| Item 9. | Notice of Dissolution of | ||
| Group. | |||
| Not Applicable |
5 PAGEBREAK
13G
| Item 10. |
| --- |
| By signing below I certify that, to
the best of my knowledge and belief, the securities referred to above were
acquired and are held in the ordinary course of business and were not acquired
and are not held for the purpose of or with the effect of changing or
influencing the control of the issuer of the securities and were not acquired
and are not held in connection with or as a participant in any transaction
having that purpose or effect. |
link1 "SIGNATURE" SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
| Date: | February 13, 2003 |
|---|---|
| Company Name(s): | |
| Fifth Third Bancorp | |
| By: | /s/ Neal E. Arnold |
| Name: | Neal E. Arnold |
| Title: | Executive Vice President, CFO |
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| Date: | February 13, 2003 |
|---|---|
| Company Name(s): | |
| Fifth Third Bank | |
| By: | /s/ Neal E. Arnold |
| Name: | Neal E. Arnold |
| Title: | Executive Vice President, CFO |
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