Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

FIFTH THIRD BANCORP Major Shareholding Notification 2003

Feb 14, 2003

30331_mrq_2003-02-14_51b100da-0e25-4e31-81f6-aa8efa16e481.zip

Major Shareholding Notification

Open in viewer

Opens in your device viewer

SC 13G 1 l98962asc13g.htm FIFTH THIRD BANCORP/BRANTLEY CAPITAL SC 13G Fifth Third Bancorp/Brantley Capital SC 13G PAGEBREAK

OMB APPROVAL
OMB Number: 3235-0145
Expires: December 31, 2005
Estimated average burden hours per response...11

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

SCHEDULE 13G

Under the Securities Exchange Act of 1934 (Amendment No. )*

Brantley Capital Corporation

(Name of Issuer)

Common Stock

(Title of Class of Securities)

105-494-108

(Cusip Number)

December 31, 2002

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

x Rule 13d-1 (b)

o Rule 13d-1 (c)

o Rule 13d-1 (d)

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the notes).

PAGEBREAK

13G
CUSIP No. 105-494-108
1. Name of Reporting Person: FIFTH THIRD
BANCORP I.R.S. Identification Nos. of above
persons (entities only): 31-0854434
2. Check the Appropriate Box if a Member of
a Group:
(a) x
(b) o
3. SEC Use Only:
4. Citizenship or Place of
Organization: OHIO
Number
of Shares Beneficially Owned by Each Reporting Person
With
5. Sole Voting
Power: 182,400 shares
6. Shared Voting Power: 0 shares
7. Sole Dispositive Power: 182,400 shares
8. Shared Dispositive Power: 0 shares
9. Aggregate Amount Beneficially Owned by Each Reporting Person: 182,400 shares
10. Check if the Aggregate Amount in Row (9) Excludes Certain
Shares:* x Fifth Third Bancorp, through fiduciary accounts held in its Fifth
Third Bank subsidiary, Has neither voting power nor dispositive power
with respect to 129,500 shares and are not deemed to be beneficially
owned.
11. Percent of Class Represented by Amount in Row
(9): 4.8%
12. Type of Reporting Person: HC

2 PAGEBREAK

13G
CUSIP No. 105-494-108
1. Name of Reporting Person: FIFTH THIRD
BANK I.R.S. Identification Nos. of above
persons (entities only): 31-0676865
2. Check the Appropriate Box if a Member of
a Group:
(a) x
(b) o
3. SEC Use Only:
4. Citizenship or Place of
Organization: OHIO
Number
of Shares Beneficially Owned by Each Reporting Person
With
5. Sole Voting
Power: 182,400 shares
6. Shared Voting Power: 0 shares
7. Sole Dispositive Power: 182,400 shares
8. Shared Dispositive Power: 0 shares
9. Aggregate Amount Beneficially Owned by Each Reporting Person: 182,400 shares
10. Check if the Aggregate Amount in Row (9) Excludes Certain
Shares:* x Fifth Third Bancorp, through fiduciary accounts held in its Fifth
Third Bank subsidiary, Has neither voting power nor dispositive power
with respect to 129,500 shares and are not deemed to be beneficially
owned.
11. Percent of Class Represented by Amount in Row
(9): 4.8%
12. Type of Reporting Person: BK

3 PAGEBREAK

13G

Item 1. (a) Name of Issuer:
Brantley Capital Corporation
(b) Address of Issuer's Principal Executive
Offices:
20600 Chagrin Blvd Suite 1150 Cleveland, Ohio
44122
Item 2.
(a) Name of Person Filing:
(1) Fifth Third Bancorp (2) Fifth Third
Bank
(b) Address of Principal Business Office or, if none,
Residence:
(1) Fifth Third Center, Cincinnati, Ohio
45263 (2) Fifth Third Center, Cincinnati, Ohio 45263
(c) Citizenship:
(1) Ohio (2) Ohio
(d) Title of Class of Securities:
Common Stock
(e) CUSIP
Number:
105-494-108
Item 3. If this statement is filed pursuant to
§§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing
is a:
(a) o Broker or dealer registered under section 15 of the Act (15
U.S.C. 78o).
(b) x Bank as defined in section 3(a)(6) of the Act (15 U.S.C.
78c).
(c) o Insurance company as defined in section 3(a)(19) of the Act
(15 U.S.C. 78c).
(d) o Investment company registered under section 8 of the
Investment Company Act of 1940 (15 U.S.C. 80a-8).
(e) o An investment adviser in accordance with
§240.13d-1(b)(1)(ii)(E);
(f) o An employee benefit plan or endowment fund in accordance with
§240.13d-1(b)(1)(ii)(F);
(g) x A parent holding company or control person in accordance with
§ 240.13d-1(b)(1)(ii)(G);
(h) o A savings associations as defined in Section 3(b) of the
Federal Deposit Insurance Act (12 U.S.C. 1813);
(i) o A church plan that is excluded from the definition of an
investment company under section 3(c)(14) of the Investment Company Act of 1940
(15 U.S.C. 80a-3);
(j) o Group, in accordance with
§240.13d-1(b)(1)(ii)(J).

4 PAGEBREAK

13G

Item 4. Ownership. — (a) Amount beneficially owned:
182,400 shares
(b) Percent of class:
4.8%
(c) Number of shares as to which the person
has:
(i) Sole power to vote or to direct the vote:
182,400 shares
(ii) Shared power to vote or to direct the
vote:
0 shares
(iii) Sole power to dispose or to direct the disposition
of:
182,400 shares
(iv) Shared power to dispose or to direct the
disposition of:
0 shares
Item 5. Ownership of Five Percent
or Less of a Class.
If this statement is being filed to report the
fact that as of the date hereof the reporting person has ceased to be the
beneficial owner of more than five percent of the class of securities, check the
following x .
Yes - 4.8%
Item 6. Ownership of More than
Five Percent on Behalf of Another Person.
Not Applicable
Item 7. Identification and
Classification of the Subsidiary Which Acquired the Security Being Reported on
By the Parent Holding Company.
Fifth Third Bank, is a subsidiary of Fifth
Third Bancorp.
Item 8. Identification and
Classification of Members of the Group.
Not Applicable
Item 9. Notice of Dissolution of
Group.
Not Applicable

5 PAGEBREAK

13G

| Item 10. |
| --- |
| By signing below I certify that, to
the best of my knowledge and belief, the securities referred to above were
acquired and are held in the ordinary course of business and were not acquired
and are not held for the purpose of or with the effect of changing or
influencing the control of the issuer of the securities and were not acquired
and are not held in connection with or as a participant in any transaction
having that purpose or effect. |

link1 "SIGNATURE" SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Date: February 13, 2003
Company Name(s):
Fifth Third Bancorp
By: /s/ Neal E. Arnold
Name: Neal E. Arnold
Title: Executive Vice President, CFO Fifth Third
Bancorp
Company Name(s):
Fifth Third Bank
By: /s/ Neal E. Arnold
Name: Neal E. Arnold
Title: Executive Vice President, CFO Fifth Third
Bank

Do not delete the "br clear..." code, so the text will not wrap around the table above

6