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FIFTH THIRD BANCORP — Director's Dealing 2016
Nov 16, 2016
30331_dirs_2016-11-15_e8104f85-26b3-4e93-98b3-b2d190cb7511.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FIFTH THIRD BANCORP (FITB)
CIK: 0000035527
Period of Report: 2016-11-10
Reporting Person: Leonard James C. (EVP & Treasurer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-11-10 | Common Stock | M | 13462 | $19.26 | Acquired | 118331 | Direct |
| 2016-11-10 | Common Stock | D | 10922 | $23.74 | Disposed | 107409 | Direct |
| 2016-11-10 | Common Stock | F | 788 | $23.74 | Disposed | 106621 | Direct |
| 2016-11-10 | Common Stock | M | 9615 | $14.80 | Acquired | 116236 | Direct |
| 2016-11-10 | Common Stock | D | 5994 | $23.74 | Disposed | 110242 | Direct |
| 2016-11-10 | Common Stock | F | 1646 | $23.74 | Disposed | 108596 | Direct |
| 2016-11-10 | Common Stock | S | 21708 | $23.51 | Disposed | 86888 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-11-10 | Stock Appreciation Right | $19.26 | M | 13462 | Disposed | 2018-04-15 | Common Stock (13462) | Direct |
| 2016-11-10 | Stock Appreciation Right | $14.80 | M | 9615 | Disposed | 2020-04-20 | Common Stock (9615) | Direct |
Footnotes
F1: Indicates grant date. Stock appreciation rights are exercisable as follows: 25% one year from grant date, 50% two years from grant date, 75% three years from grant date, and 100% four years from grant date.
F2: Issued pursuant to Fifth Third Bancorp Incentive Compensation Plan. No consideration paid.
F3: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $23.50 to $23.53, inclusive. The reporting person undertakes to provide to Fifth Third Bancorp, any of its security holders or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.