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FIFTH THIRD BANCORP — Director's Dealing 2014
Apr 10, 2014
30331_dirs_2014-04-10_74addf04-244c-40f7-b79b-a6921db16550.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: FIFTH THIRD BANCORP (FITB)
CIK: 0000035527
Period of Report: 2014-01-27
Reporting Person: Alonso Steven (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-01-27 | Common Stock | M | 49183 | $9.82 | Acquired | 122289 | Direct |
| 2014-01-27 | Common Stock | D | 22858 | $21.13 | Disposed | 99431 | Direct |
| 2014-01-27 | Common Stock | F | 8515 | $21.13 | Disposed | 90916 | Direct |
| 2014-01-27 | Common Stock | S | 2719 | $21.2949 | Disposed | 88197 | Direct |
| 2014-01-27 | Common Stock | S | 5639 | $21.24 | Disposed | 82558 | Direct |
| 2014-01-27 | Common Stock | S | 3991 | $21.23 | Disposed | 78567 | Direct |
| 2014-01-27 | Common Stock | I | 3810 | $21.2205 | Disposed | 121.5005 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-01-27 | Stock Appreciation Rights | $9.82 | D | 15817 | Disposed | 2019-12-18 | Common Stock (15817) | Direct |
| 2014-01-27 | Stock Appreciation Rights | $9.82 | M | 49183 | Disposed | 2019-12-18 | Common Stock (49183) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5500 | Indirect |
Footnotes
F1: The reporting person's intial Form 4 filing did not include the forfeiture of Stock Appreciation Rights pursuant ot the Interim Final Rule on TARP Standards for Compensation and Corporate Governance issued by the U.S. Department of the Treasury. This amendment is being filed to report this forefeiture of Stock Appreciation Rights as well as to correct the resulting amount of Common Stock received, disposed to the Issuer and withheld for taxes after excercise of the reporting person's Stock Appreciation Rights.
F2: Stock Appreciation Rights previously granted that are forefeited pursuant to the Interim Final Rule on TARP Standards for Compensation and Corporate Governance issued by the U.S. Department of the Treasury.
F3: Indicates grant date. Stock appreciation rights are exercisable as follows: 25% one year from grant date, 50% two years from grant date, 75% three years from grant date, and 100% four years from grant date.
F4: Granted pursuant to the Fifth Third Bancorp 2008 Incentive Compensation Plan. No consideration paid.
F5: Includes total number of Stock Appreciation Rights previously reported.