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FIFTH THIRD BANCORP — Director's Dealing 2013
Nov 8, 2013
30331_dirs_2013-11-08_3276ddc8-a90d-4d52-be4d-29a35b674f9f.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: FIFTH THIRD BANCORP (FITB)
CIK: 0000035527
Period of Report: 2013-10-31
Reporting Person: Leonard James C. (SVP & Treasurer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 44167.59 | Direct |
| Common Stock | 11151.1429 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock | $ | Common Stock (60.219) | Direct | ||
| Stock Appreciation Right | $54.40 | 2014-04-19 | Common Stock (6250) | Direct | |
| Stock Appreciation Right | $42.90 | 2015-04-08 | Common Stock (9808) | Direct | |
| Stock Appreciation Right | $37.58 | 2016-01-23 | Common Stock (5000) | Direct | |
| Stock Appreciation Right | $39.36 | 2016-04-07 | Common Stock (11250) | Direct | |
| Stock Appreciation Right | $38.27 | 2017-04-09 | Common Stock (8333) | Direct | |
| Stock Appreciation Right | $19.26 | 2018-04-15 | Common Stock (13462) | Direct | |
| Stock Appreciation Right | $3.96 | 2019-04-21 | Common Stock (21000) | Direct | |
| Stock Appreciation Right | $14.80 | 2020-04-20 | Common Stock (9615) | Direct | |
| Stock Appreciation Right | $13.36 | 2021-04-19 | Common Stock (19048) | Direct | |
| Stock Appreciation Right | $14.36 | 2022-04-17 | Common Stock (23641) | Direct | |
| Stock Appreciation Right | $16.15 | 2023-04-16 | Common Stock (21930) | Direct |
Footnotes
F1: Includes 16,212 shares of restricted stock subject to vesting granted pursuant to the Fifth Third Bancorp Incentive Compensation Plan.
F2: Acquired pursuant to The Fifth Third Bancorp Non Qualified Deferred Compensation Plan.
F3: The units are to be settled in Fifth Third Bancorp common stock on a 1-for1 basis after termination of employment.
F4: Indicates grant date. SARs are exercisable as follows: 25% one year from grant; 50% two years from grant; 75% three years from grant; and 100% four years from grant.
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