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FIFTH THIRD BANCORP — Director's Dealing 2003
Aug 15, 2003
30331_dirs_2003-08-15_471a384a-a39f-4acb-98cf-043beb4616e2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FIFTH THIRD BANCORP (FITB)
CIK: 0000035527
Period of Report: 2003-08-14
Reporting Person: NIEHAUS ROBERT P (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2003-08-14 | Common Stock | F | 3017 | $55.94 | Disposed | 124611 | Direct |
| 2003-08-14 | Common Stock | M | 3017 | $10.5679 | Acquired | 127628 | Direct |
| 2003-08-14 | Common Stock | M | 12948 | $10.5679 | Acquired | 140576 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2003-08-14 | Option to Purchase | $10.5679 | M | 15965 | Disposed | 2003-08-17 | Common Stock (15965) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 75000 | Indirect |
| Common Stock | 50897 | Indirect |
| Common Stock | 73427 | Indirect |
Footnotes
F1: Pursuant to the Fifth Third Bancorp Stock Option Gain Deferral Plan, Mr. Niehaus elected to defer receipt of 12,948 shares of common stock issuable upon exercise of his option. As a result, 12,948 shares of phantom stock have accrued to his Deferred Stock Unit Account under the Plan. Because these phantom stock units may only be settled by a one-for-one delivery of shares of common stock upon expiration of the deferral period, Mr. Niehaus is currently deemed to be the direct beneficial owner of these shares which are included in his aggregate beneficial ownership on Table I.
F2: Various Grantor Retained Annuity Trusts (GRATs) of which the reporting person is a beneficiary.
F3: Niehaus Investors Limited Partnership (a family limited partnership) of which the reporting person, his spouse and their three children are the only partners.
F4: Issued pursuant to Fifth Third Bancorp Stock Option Plan. No consideration paid.
F5: Includes total number of unexercised option grants previously reported.