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FiEE, Inc. — Director's Dealing 2025
Mar 1, 2025
35023_dirs_2025-02-28_2719619a-5b58-441b-ac6c-279923e272d5.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: FiEE, Inc. (MINM)
CIK: 0001467761
Period of Report: 2025-02-18
Reporting Person: Yu Cao (Chief Financial Officer, 10% Owner)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Series A Convertible Preferred Stock | $ | Common Stock (1581888) | Direct | ||
| Warrant | $1.00 | Common Stock (1425480) | Direct |
Footnotes
F1: The Reporting Person's Series A Convertible Preferred Stock are convertible into shares of common stock at a ratio of 1.4 shares of common stock for each share of Series A Convertible Preferred Stock, subject to a 19.99% beneficial ownership limitation. Series A Convertible Preferred Stock vote on matters of the Issuer on an as-converted basis, without regard to such beneficial ownership limitation. The right to convert does not expire.
F2: The warrant does not have an expiration date. The right of the Reporting Person to receive the underlying shares of common stock of the warrant is subject to a 19.99% beneficial ownership limitation.