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FiEE, Inc. — Director's Dealing 2023
Jan 12, 2023
35023_dirs_2023-01-12_dc70c828-f57a-4b78-83ce-7ea24c9debf6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MINIM, INC. (MINM)
CIK: 0001467761
Period of Report: 2023-01-10
Reporting Person: Tacker Dustin (CHIEF FINANCIAL OFFICER)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-12-14 | Common Stock | M | 5297 | — | Acquired | 5297 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $2.70 | 2024-10-23 | Common Stock (40000) | 40000 | Direct |
| Stock Option (Right to Buy) | $3.44 | 2026-02-04 | Common Stock (10000) | 10000 | Direct |
| Restricted Stock Units | $ | Common Stock (15889) | 15889 | Direct | |
| Restricted Stock Units | $ | Common Stock (53814) | 53814 | Direct |
Footnotes
F1: Restricted Stock Units convert into common stock on a one-for-one basis.
F2: Partially exercisable as of vest date of 11/21/2022, will be fully vested on 9/21/2024.
F3: Partially exercisable as of the vest date of 12/4/2022, will be fully vested on 2/4/2025.
F4: Restricted Stock Units that have not vested, will fully vest on 12/14/2025.
F5: Restricted Stock Units that have not vested, will fully vest on 8/16/2026.
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