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FiEE, Inc. Director's Dealing 2022

Nov 28, 2022

35023_dirs_2022-11-28_1a8bc599-aeb7-415a-b0c5-a65f034a3e59.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MINIM, INC. (MINM)
CIK: 0001467761
Period of Report: 2022-11-23

Reporting Person: Horowitz Joshua (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2022-11-23 Common Stock M 29661 Acquired 36947 Direct
2022-11-23 Common Stock A 225806 Acquired 262753 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2022-11-23 Restricted Stock Unit $ M 29661 Disposed Common Stock (29661) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 1286489 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option (Right to Buy) $2.03 2023-11-23 Common Stock (15000) 15000 Direct
Stock Option (Right to Buy) $2.04 2023-11-23 Common Stock (7500) 7500 Direct

Footnotes

F1: Restricted Stock Units convert into common stock on a one-for-one basis.

F2: On November 23, 2022, the vesting of the Restricted Stock Units was accelerated and immediately vested.

F3: Fully exercisable as of the grant date, July 9, 2020.

F4: Fully exercisable as of the grant date, July 13, 2020.