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FiEE, Inc. — Director's Dealing 2022
Nov 28, 2022
35023_dirs_2022-11-28_1a8bc599-aeb7-415a-b0c5-a65f034a3e59.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MINIM, INC. (MINM)
CIK: 0001467761
Period of Report: 2022-11-23
Reporting Person: Horowitz Joshua (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-11-23 | Common Stock | M | 29661 | — | Acquired | 36947 | Direct |
| 2022-11-23 | Common Stock | A | 225806 | — | Acquired | 262753 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-11-23 | Restricted Stock Unit | $ | M | 29661 | Disposed | Common Stock (29661) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1286489 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $2.03 | 2023-11-23 | Common Stock (15000) | 15000 | Direct |
| Stock Option (Right to Buy) | $2.04 | 2023-11-23 | Common Stock (7500) | 7500 | Direct |
Footnotes
F1: Restricted Stock Units convert into common stock on a one-for-one basis.
F2: On November 23, 2022, the vesting of the Restricted Stock Units was accelerated and immediately vested.
F3: Fully exercisable as of the grant date, July 9, 2020.
F4: Fully exercisable as of the grant date, July 13, 2020.
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