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FiEE, Inc. — Director's Dealing 2021
Jul 29, 2021
35023_dirs_2021-07-29_bceca8be-b897-4f1a-8652-17f4cd638254.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MINIM, INC. (MINM)
CIK: 0001467761
Period of Report: 2021-03-12
Reporting Person: LAUTEN JOHN (Chief Operating Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-12 | Common Stock | M | 15000 | $1.00 | Acquired | 15000 | Direct |
| 2021-03-12 | Common Stock | S | 15000 | $2.70 | Disposed | 0 | Direct |
| 2021-06-10 | Common Stock | M | 12000 | $1.00 | Acquired | 12000 | Direct |
| 2021-06-10 | Common Stock | S | 12000 | $2.81 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-12 | Stock Option (right to buy) | $1.00 | M | 15000 | Disposed | 2022-11-12 | Common Stock (15000) | Direct |
| 2021-06-10 | Stock Option (right to buy) | $1.00 | M | 12000 | Disposed | 2022-11-12 | Common Stock (12000) | Direct |
Footnotes
F1: The option, representing a right to purchase a total of 80,000 shares, became exercisable in four equal installments beginning on May 12, 2020, which was the sixth month anniversary of the date on which the option was granted.
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