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FiEE, Inc. — Director's Dealing 2021
Aug 23, 2021
35023_dirs_2021-08-23_521206c2-6753-42d8-a237-f7a6249b0d9a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MINIM, INC. (MINM)
CIK: 0001467761
Period of Report: 2021-08-23
Reporting Person: Horowitz Joshua (Director)
Reporting Person: Palm Management (US) LLC (Director)
Reporting Person: Palm Global Small Cap Master Fund LP (Director)
Reporting Person: Palmer Bradley C (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-08-23 | Common Stock | P | 20000 | $2.1821 | Acquired | 1266640 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 7286 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $2.03 | 2023-07-09 | Common Stock (15000) | 15000 | Direct |
| Stock Option (right to buy) | $2.04 | 2023-07-13 | Common Stock (7500) | 7500 | Direct |
Footnotes
F1: The reported shares are owned directly by Palm Global Small Cap Master Fund LP (the "Fund"). Palm Management (US) LLC ("Palm Management"), as the investment manager of the Fund, may be deemed to be a beneficial owner of the shares of Common Stock disclosed as directly owned by the Fund. Due to his positions with the Fund and Palm Management, Mr. Joshua S. Horowitz may be deemed to be a beneficial owner of the shares of Common Stock disclosed as directly owned by the Fund. Due to his position with Palm Management, Mr. Bradley C. Palmer may be deemed to be a beneficial owner of the shares of Common Stock disclosed as directly owned by the Fund. Messrs. Palmer and Horowitz disclaim beneficial ownership of these shares except to the extent of their respective pecuniary interest therein.
F2: Fully exercisable as of the grant date, July 9, 2020.
F3: Fully exercisable as of the grant date, July 13, 2020.
F4: The price reported represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.16 to $2.20 per share. The Reporting Persons undertake to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.