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Fidelity National Information Services, Inc. — Director's Dealing 2014
Sep 11, 2014
30108_dirs_2014-09-11_4ada7585-e4ee-45b4-bbb8-5c7a0df1a887.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Fidelity National Information Services, Inc. (FIS)
CIK: 0001136893
Period of Report: 2014-09-09
Reporting Person: Norcross Gary (Director, President and COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-09-09 | Common Stock | M | 229262 | $14.35 | Acquired | 559965.6701 | Direct |
| 2014-09-09 | Common Stock | S | 229262 | $57.739 | Disposed | 330703.6701 | Direct |
| 2014-09-10 | Common Stock | M | 5738 | $14.35 | Acquired | 336441.6701 | Direct |
| 2014-09-10 | Common Stock | S | 5738 | $57.815 | Disposed | 330703.6701 | Direct |
| 2014-09-10 | Common Stock | M | 150502 | $14.35 | Acquired | 481205.6701 | Direct |
| 2014-09-10 | Common Stock | S | 150502 | $57.945 | Disposed | 330703.6701 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-09-09 | Stock Option (Right to Buy) | $14.35 | M | 229262 | Disposed | 2015-10-28 | Common Stock (229262) | Direct |
| 2014-09-10 | Stock Option (Right to Buy) | $14.35 | M | 5738 | Disposed | 2015-10-28 | Common Stock (5738) | Direct |
| 2014-09-10 | Stock Option (Right to Buy) | $14.35 | M | 150502 | Disposed | 2015-10-28 | Common Stock (150502) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 62240 | Indirect |
| Common Stock | 144835 | Indirect |
Footnotes
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2014.
F2: This includes 64,717 shares transferred fromt he Personal Trust back into the reporting person's account.
F3: The transaction was executed in multiple trades at prices ranging from $57.59 to $58.32. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or any security holder of the issuer, full information regarding the shares sold at each separate price.
F4: The transaction was executed in multiple trades at prices ranging from $57.56 to $57.91. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or any security holder of the issuer, full information regarding the shares sold at each separate price.
F5: The transaction was executed in multiple trades at prices ranging from $57.66 to $58.16. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or any security holder of the issuer, full information regarding the shares sold at each separate price.
F6: The option, representing a right to purchase a total of 470,000 shares, became exercisable in three equal annual installments beginning on October 29, 2009, which was the first anniversary of the date on which the option was granted.