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FIDELITY D & D BANCORP INC — Director's Dealing 2021
Jan 14, 2021
33516_dirs_2021-01-14_f8f5f3d9-04a7-49f6-afa5-4a75ca900abb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FIDELITY D & D BANCORP INC (FDBC)
CIK: 0001098151
Period of Report: 2021-01-12
Reporting Person: SANTANIELLO DANIEL J (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-01-12 | Common Stock | A | 2000 | — | Acquired | 43683.4893 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-01-12 | Stock Appreciation Rights | $ | C | 2932 | Disposed | Common Stock (2000) | Direct |
Footnotes
F1: $68.00, the 1/12/2021 closing price of FDBC stock.
F2: 2016 Grant = $21.60, 2017 Grant = $26.17, 2018 Grant = $49.50 and 2019 Grant = $59.70.
F3: The stock appreciation rights vest in three equal installments beginning on 2/2/2017 for the 2016 grant, on 2/8/2018 for the 2017 grant, on 2/7/2019 for the 2018 grant and on 2/5/2020 for the 2019 grant.
F4: The stock appreciation rights expire as follows: 2/1/2026 for the 2016 grant, 2/7/2027 for the 2017 grant, 2/6/2028 for the 2018 grant and 2/4/2029 for the 2019 grant.
F5: 2016 Grant = $21.06