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FIDELITY D & D BANCORP INC Director's Dealing 2020

Feb 6, 2020

33516_dirs_2020-02-06_ae63f454-39d4-4173-9ce3-24349c8aa798.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: FIDELITY D & D BANCORP INC (FDBC)
CIK: 0001098151
Period of Report: 2020-02-04

Reporting Person: DEFRANCESCO SALVATORE R JR (CFO & Treasurer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-02-04 Common Stock, Restricted A 1161 $56.63 Acquired 23756.2072 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Appreciation Rights $ Common Stock (15350) 15350 Direct

Footnotes

F1: The award has a 0%, 0% and 100% three year cliff vesting schedule. The award shall be fully vested on February 4, 2023.

F2: 2016 Grant = $21.60, 2017 Grant = $26.17, 2018 Grant = $49.50 and 2019 Grant = $59.70.

F3: The stock appreciation rights vest in three equal installments beginning on 2/2/17 for the 2016 grant, on 2/8/18 for the 2017 grant, on 2/7/19 for the 2018 grant and on 2/5/20 for the 2019 grant.

F4: The stock appreciation rights expire as follows: 2/1/2026 for the 2016 grant, 2/6/2027 for the 2017 grant, 2/5/2028 for the 2018 grant and 2/4/2029 for the 2019 grant.