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FIDELITY D & D BANCORP INC — Director's Dealing 2020
Mar 2, 2020
33516_dirs_2020-03-02_8a6ac1ca-209d-4749-a416-ee2c5301f211.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FIDELITY D & D BANCORP INC (FDBC)
CIK: 0001098151
Period of Report: 2020-03-02
Reporting Person: O'Brien Timothy P (Sr. EVP & CLO of Bank)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-03-02 | Common Stock | P | 500 | — | Acquired | 8631.561 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Commn Stock | 1592.8087 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Appreciation Rights | $ | Common Stock (15181) | 15181 | Direct |
Footnotes
F1: 101 shares purchased at $50.99 per share and 399 shares purchased at $54.25 per share.
F2: 2016 Grant = $21.60, 2017 Grant = $26.17, 2018 Grant = $49.50 and 2019 Grant = $59.70.
F3: The stock appreciation rights vest in three equal installments beginning on 2/2/17 for the 2016 grant, on 2/8/18 for the 2017 grant, on 2/7/19 for the 2018 grant and on 2/5/20 for the
2019 grant.
F4: The stock appreciation rights expire as follows: 2/1/2026 for the 2016 grant, 2/6/2027 for the 2017 grant, 2/5/2028 for the 2018 grant and 2/4/2029 for the 2019 grant.