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FIDELITY D & D BANCORP INC Director's Dealing 2020

Jul 2, 2020

33516_dirs_2020-07-01_689d9be7-111f-428c-b92d-47a8d79f8721.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: FIDELITY D & D BANCORP INC (FDBC)
CIK: 0001098151
Period of Report: 2020-06-30

Reporting Person: O'Brien Timothy P (Sr. EVP & CLO of Bank)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-06-30 Common Stock G 1500 Disposed 7420.6894 Direct
2020-06-30 Common Stock G 1500 Acquired 3092.8087 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Appreciation Rights $ Common Stock (15181) 15181 Direct

Footnotes

F1: Bona fide gift

F2: 2016 Grant = $21.60, 2017 Grant = $26.17, 2018 Grant = $49.50 and 2019 Grant = $59.70.

F3: The stock appreciation rights vest in three equal installments beginning on 2/2/17 for the 2016 grant, on 2/8/18 for the 2017 grant, on 2/7/19 for the 2018 grant and on 2/5/20 for the
2019 grant.

F4: The stock appreciation rights expire as follows: 2/1/2026 for the 2016 grant, 2/6/2027 for the 2017 grant, 2/5/2028 for the 2018 grant and 2/4/2029 for the 2019 grant.