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FIDELITY D & D BANCORP INC — Director's Dealing 2019
Feb 12, 2019
33516_dirs_2019-02-12_f8fadd92-f34c-466e-b535-4f8f03547eeb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FIDELITY D & D BANCORP INC (FDBC)
CIK: 0001098151
Period of Report: 2019-02-05
Reporting Person: O'Brien Timothy P (SR EVP & CLO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-02-05 | Common Stock, Restricted | A | 444 | $59.7 | Acquired | 8756.8258 | Direct |
| 2019-02-11 | Common Stock | G | 1200 | — | Disposed | 7556.8258 | Direct |
| 2019-02-11 | Common Stock | G | 1200 | — | Acquired | 1592.8087 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-02-05 | Stock Appreciation Rights | $59.7 | A | 1579 | Acquired | 2029-02-04 | Common Stock (1579) | Direct |
Footnotes
F1: The award shall be fully vested at the end of a three year vesting period subject
to one third each year or a thirty three and one third percent vesting period per year.
F2: Once an award has vested, it shall be subject to a hold on sale restriction for
two years from the date of vesting.
F3: Bona fide gift
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