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FIDELITY D & D BANCORP INC Director's Dealing 2019

Feb 12, 2019

33516_dirs_2019-02-12_e9db9480-cd66-4dd0-90c8-ae5c70c49e55.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: FIDELITY D & D BANCORP INC (FDBC)
CIK: 0001098151
Period of Report: 2019-02-05

Reporting Person: WALSH EUGENE J (VP & COO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-02-05 Common Stock, Resticted A 446 $59.7 Acquired 6171.6971 Direct
2019-02-11 Common Stock M 1965 $60.44 Acquired 8136.6971 Direct
2019-02-12 Common Stock S 298 $60.24 Disposed 7838.6971 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-02-05 Stock Appreciation Rights $59.7 A 1586 Acquired 2029-02-04 Common Stock (1586) Direct
2019-02-11 Stock Appreciation Rights $60.44 M 3059 Disposed 2026-02-01 Common Stock (1965) Direct

Footnotes

F1: The award shall be fully vested at the end of a three year vesting period subject
to one third each year or a thirty three and one third percent vesting period per year.

F2: Once an award has vested, it shall be subject to a hold on sale restriction for
two years from the date of vesting.

F3: The stock appreciation rights vest in 3 equal installments or thirty three and one third percent equally each year starting on 02/02/2017.

F4: Closing price on date of exercise.

F5: Sale to cover tax liability.