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FIDELITY D & D BANCORP INC — Director's Dealing 2019
Aug 20, 2019
33516_dirs_2019-08-20_b4e67d70-f58a-4893-8529-b8c08d487ef6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FIDELITY D & D BANCORP INC (FDBC)
CIK: 0001098151
Period of Report: 2019-08-16
Reporting Person: Pacyna Michael J Jr (EVP & CBDO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-08-16 | Common Stock | S | 1195 | — | Disposed | 3372.0987 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Appreciation Rights | $ | Common Stock (9791) | 9791 | Direct |
Footnotes
F1: Sales occurred on 8/16/2019, 8/19/2019 and 8/20/2019
F2: 8/16/2019- 97 shares at $59.85/share, 2 shares at $59.71/share, 100 shares at $59.64/share and 201 shares at $59.60/share. 8/19/2019- 300 shares at $60.00/share. 8/20/19- 100 shares at $59.70/share, 10 shares at $59.90/share, 100 shares at $59.85/share, 190 shares at $59.75/share and 95 shares at $59.60/share.
F3: 2016 Grant = $21.60, 2017 Grant = $26.17, 2018 Grant = $49.50 and 2019 Grant = $59.70.
F4: The stock appreciation rights vest in three equal installments beginning on 2/2/17 for the 2016 grant, on 2/8/18 for the 2017 grant, on
2/7/19 for the 2018 grant and on 2/5/20 for the 2019 grant.
F5: The stock appreciation rights expire as follows: 2/1/2026 for the 2016 grant, 2/6/2027 for the 2017 grant, 2/5/2028 for the 2018 grant and
2/4/2029 for the 2019 grant.